ConcurrentHashMap源码分析(jdk8)

前言

​ 数组+链表+红黑树

	CHM是一个线程安全的Map集合。

这里主要分析以下内容。

  1. 初始化Map
  2. 插入元素
  3. 扩容机制
  4. 链表转红黑树
  5. 元素统计

读前

​ 首先了解一下用到的几个ConcurrentHashMap几个内部类。

Node

链表节点

TreeNode

红黑树节点

CounterCell

用于计算元素个数

ForwardingNode

用于扩容时占位

SIZECTL

  1. SIZECTL ==-1 表示有线程正在初始化Map
  2. SIZECTL < -1 表示有线程正在扩容,高位保存扩容时唯一标识,低位表示有多少线程参与扩容
  3. SIZECTL>0 表示下次触发扩容时集合容量大小。

cellsBusy

用于表示是否正在创建CounterCell数组

初始化Map

private final Node<K,V>[] initTable() {
    Node<K,V>[] tab; int sc;
    while ((tab = table) == null || tab.length == 0) {
        if ((sc = sizeCtl) < 0) //sizeCtl ==-1表示有线程正在初始化Map 
            Thread.yield(); // lost initialization race; just spin 其它进入线程进行时间片让出。
        else if (U.compareAndSwapInt(this, SIZECTL, sc, -1)) {
            try {
                if ((tab = table) == null || tab.length == 0) {
                    //默认初始化大小为DEFAULT_CAPACITY = 16 
                    int n = (sc > 0) ? sc : DEFAULT_CAPACITY;
                    //初始化
                    @SuppressWarnings("unchecked")
                    Node<K,V>[] nt = (Node<K,V>[])new Node<?,?>[n];
                    table = tab = nt;
                    //设置扩容大小为当前容量的0.75
                    sc = n - (n >>> 2);
                }
            } finally {
                //重新赋值
                sizeCtl = sc;
            }
            break;
        }
    }
    return tab;
}

插入元素

/** Implementation for put and putIfAbsent */
final V putVal(K key, V value, boolean onlyIfAbsent) {
    if (key == null || value == null) throw new NullPointerException();
    //获取key的hash
    int hash = spread(key.hashCode());
    
    int binCount = 0;
    for (Node<K,V>[] tab = table;;) {
        Node<K,V> f; int n, i, fh;
        if (tab == null || (n = tab.length) == 0)
            //如果tab为null  初始化Map
            tab = initTable();
        // tabAt(tab, i = (n - 1) & hash))
        //(n - 1) & hash) 获取node在tab数组中的下标
        // 获取当前tab是否有元素 没有元素 通过 cas和Usafe 插入Node
        else if ((f = tabAt(tab, i = (n - 1) & hash)) == null) {
            //没有元素通过cas 插入Node
            if (casTabAt(tab, i, null,
                         new Node<K,V>(hash, key, value, null)))
                break;                   // no lock when adding to empty bin
        }
        //表示正在扩容可以加入扩容
        else if ((fh = f.hash) == MOVED)
            tab = helpTransfer(tab, f);
        //如果当前tab[i]有元素则进行链化或者红黑树。
        else {
            V oldVal = null;
            //锁住当前tab[i]
            synchronized (f) {
                //链表插入
                if (tabAt(tab, i) == f) {
                    if (fh >= 0) {
                        binCount = 1;
                        for (Node<K,V> e = f;; ++binCount) {
                            K ek;
                            if (e.hash == hash &&
                                ((ek = e.key) == key ||
                                 (ek != null && key.equals(ek)))) {
                                oldVal = e.val;
                                if (!onlyIfAbsent)
                                    e.val = value;
                                break;
                            }
                            Node<K,V> pred = e;
                            if ((e = e.next) == null) {
                                pred.next = new Node<K,V>(hash, key,
                                                          value, null);
                                break;
                            }
                        }
                    }
                    //红黑树插入
                    else if (f instanceof TreeBin) {
                        Node<K,V> p;
                        binCount = 2;
                        if ((p = ((TreeBin<K,V>)f).putTreeVal(hash, key,
                                                       value)) != null) {
                            oldVal = p.val;
                            if (!onlyIfAbsent)
                                p.val = value;
                        }
                    }
                }
            }
            if (binCount != 0) {
                // 如果当前链表长度大于8转成红黑树
                if (binCount >= TREEIFY_THRESHOLD)
                    treeifyBin(tab, i);
                if (oldVal != null)
                    return oldVal;
                break;
            }
        }
    }
    //统计Map元素数量
    addCount(1L, binCount);
    return null;
}

元素统计

这里采用的元素个数统计是通过数组分治降低并发然后结合cas 进行数量统计,在获取最终数量时实际是获取的某一时刻的数量。

private final void addCount(long x, int check) {
    CounterCell[] as; long b, s;
    //进行计数
    if ((as = counterCells) != null ||
        !U.compareAndSwapLong(this, BASECOUNT, b = baseCount, s = b + x)) {
        CounterCell a; long v; int m;
        boolean uncontended = true;
        
        // ThreadLocalRandom.getProbe() 线程安全获取随机数 
        // ThreadLocalRandom.getProbe() & m 获取小于m的数 
        //  U.compareAndSwapLong(a, CELLVALUE, v = a.value, v + x)  cas 加1
        if (as == null || (m = as.length - 1) < 0 ||
            (a = as[ThreadLocalRandom.getProbe() & m]) == null ||
            !(uncontended =
              U.compareAndSwapLong(a, CELLVALUE, v = a.value, v + x))) {
            //以上条件符合 初始化counterCells
            fullAddCount(x, uncontended);
            return;
        }
        if (check <= 1)
            return;
        s = sumCount();
    }
    //检查是否需要扩容。
    if (check >= 0) {
        Node<K,V>[] tab, nt; int n, sc;
        while (s >= (long)(sc = sizeCtl) && (tab = table) != null &&
               (n = tab.length) < MAXIMUM_CAPACITY) {
            //获取此次扩容唯一标识位
            int rs = resizeStamp(n);
            //下次进入sc<0 
            if (sc < 0) {
                // 表示扩容结束退出
                if ((sc >>> RESIZE_STAMP_SHIFT) != rs || sc == rs + 1 ||
                    sc == rs + MAX_RESIZERS || (nt = nextTable) == null ||
                    transferIndex <= 0)
                    break;
                // 开始扩容线程数加1
                if (U.compareAndSwapInt(this, SIZECTL, sc, sc + 1))
                    transfer(tab, nt);
            }
            //第一次循环进入新建tab为当前tab的两倍并未开始数据转移。
            else if (U.compareAndSwapInt(this, SIZECTL, sc,
                                         (rs << RESIZE_STAMP_SHIFT) + 2))
                transfer(tab, null);
            s = sumCount();
        }
    }
}
fullAddCount
// See LongAdder version for explanation
private final void fullAddCount(long x, boolean wasUncontended) {
    int h;
    
    if ((h = ThreadLocalRandom.getProbe()) == 0) {
        ThreadLocalRandom.localInit();      // force initialization
        //获取随机数
        h = ThreadLocalRandom.getProbe();
        wasUncontended = true;
    }
    boolean collide = false;                // True if last slot nonempty
    //自旋初始化
    for (;;) {
        CounterCell[] as; CounterCell a; int n; long v;
        
        //counterCells !=null 且as[(n - 1) & h]) ==null 进行扩容
        if ((as = counterCells) != null && (n = as.length) > 0) {
            if ((a = as[(n - 1) & h]) == null) {
                if (cellsBusy == 0) {            // Try to attach new Cell
                    CounterCell r = new CounterCell(x); // Optimistic create
                    if (cellsBusy == 0 &&
                        U.compareAndSwapInt(this, CELLSBUSY, 0, 1)) {
                        boolean created = false;
                        try {               // Recheck under lock
                            CounterCell[] rs; int m, j;
                            if ((rs = counterCells) != null &&
                                (m = rs.length) > 0 &&
                                rs[j = (m - 1) & h] == null) {
                                rs[j] = r;
                                created = true;
                            }
                        } finally {
                            cellsBusy = 0;
                        }
                        if (created)
                            break;
                        continue;           // Slot is now non-empty
                    }
                }
                collide = false;
            }
            else if (!wasUncontended)       // CAS already known to fail
                wasUncontended = true;      // Continue after rehash
            else if (U.compareAndSwapLong(a, CELLVALUE, v = a.value, v + x))
                break;
            else if (counterCells != as || n >= NCPU)
                collide = false;            // At max size or stale
            else if (!collide)
                collide = true;
            else if (cellsBusy == 0 &&
                     U.compareAndSwapInt(this, CELLSBUSY, 0, 1)) {
                try {
                    if (counterCells == as) {// Expand table unless stale
                        CounterCell[] rs = new CounterCell[n << 1];
                        for (int i = 0; i < n; ++i)
                            rs[i] = as[i];
                        counterCells = rs;
                    }
                } finally {
                    cellsBusy = 0;
                }
                collide = false;
                continue;                   // Retry with expanded table
            }
            h = ThreadLocalRandom.advanceProbe(h);
        }
        // 进行初始化 counterCells  
        // U.compareAndSwapInt(this, CELLSBUSY, 0, 1) 设置cas初始化标志位
        else if (cellsBusy == 0 && counterCells == as &&
                 U.compareAndSwapInt(this, CELLSBUSY, 0, 1)) {
            boolean init = false;
            try {                           // Initialize table
                if (counterCells == as) {
                    CounterCell[] rs = new CounterCell[2];
                    rs[h & 1] = new CounterCell(x);
                    counterCells = rs;
                    init = true;
                }
            } finally {
                cellsBusy = 0;
            }
            if (init)
                break;
        }
        else if (U.compareAndSwapLong(this, BASECOUNT, v = baseCount, v + x))
            break;                          // Fall back on using base
    }
}

扩容机制

private final void transfer(Node<K,V>[] tab, Node<K,V>[] nextTab) {
    int n = tab.length, stride;
    //获取数据分片大小 和cpu核心数有关 默认为MIN_TRANSFER_STRIDE = 16 
    if ((stride = (NCPU > 1) ? (n >>> 3) / NCPU : n) < MIN_TRANSFER_STRIDE)
        stride = MIN_TRANSFER_STRIDE; // subdivide range
    //如果next == null 进行扩大容量不进行数据转移 
    if (nextTab == null) {            // initiating
        try {
            @SuppressWarnings("unchecked")
            Node<K,V>[] nt = (Node<K,V>[])new Node<?,?>[n << 1];
            nextTab = nt;
        } catch (Throwable ex) {      // try to cope with OOME
            sizeCtl = Integer.MAX_VALUE;
            return;
        }
        nextTable = nextTab;
        transferIndex = n;
    }
    int nextn = nextTab.length;
    ForwardingNode<K,V> fwd = new ForwardingNode<K,V>(nextTab);
    boolean advance = true;
    boolean finishing = false; // to ensure sweep before committing nextTab
    for (int i = 0, bound = 0;;) {
        Node<K,V> f; int fh;
        //确定线程工作的数据片
        while (advance) {
            int nextIndex, nextBound;
            if (--i >= bound || finishing)
                advance = false;
            else if ((nextIndex = transferIndex) <= 0) {
                i = -1;
                advance = false;
            }
            else if (U.compareAndSwapInt
                     (this, TRANSFERINDEX, nextIndex,
                      nextBound = (nextIndex > stride ?
                                   nextIndex - stride : 0))) {
                bound = nextBound;
                i = nextIndex - 1;
                advance = false;
            }
        }
        if (i < 0 || i >= n || i + n >= nextn) {
            int sc;
            if (finishing) {
                nextTable = null;
                table = nextTab;
                //设置下一次触发扩容大小
                sizeCtl = (n << 1) - (n >>> 1);
                return;
            }
            // 当前线程完成 线程减1
            if (U.compareAndSwapInt(this, SIZECTL, sc = sizeCtl, sc - 1)) {
                if ((sc - 2) != resizeStamp(n) << RESIZE_STAMP_SHIFT)
                    return;
                finishing = advance = true;
                i = n; // recheck before commit
            }
        }
        //如果当前tab[i] == null  说明当前节点没有数据 则设置为fwd 表示已经处理过
        else if ((f = tabAt(tab, i)) == null)
            advance = casTabAt(tab, i, null, fwd);
        else if ((fh = f.hash) == MOVED)
            advance = true; // already processed
        else {
            //开始转移数据
            synchronized (f) {
                if (tabAt(tab, i) == f) {
                    Node<K,V> ln, hn;
                    if (fh >= 0) {
                        int runBit = fh & n;
                        Node<K,V> lastRun = f;
                        for (Node<K,V> p = f.next; p != null; p = p.next) {
                            int b = p.hash & n;
                            if (b != runBit) {
                                runBit = b;
                                lastRun = p;
                            }
                        }
                        if (runBit == 0) {
                            ln = lastRun;
                            hn = null;
                        }
                        else {
                            hn = lastRun;
                            ln = null;
                        }
                        for (Node<K,V> p = f; p != lastRun; p = p.next) {
                            int ph = p.hash; K pk = p.key; V pv = p.val;
                            if ((ph & n) == 0)
                                ln = new Node<K,V>(ph, pk, pv, ln);
                            else
                                hn = new Node<K,V>(ph, pk, pv, hn);
                        }
                        //低位保持不动ln( p.hash & n ==0)
                        setTabAt(nextTab, i, ln);
                        //高位移动hn( p.hash & n !=0) 移动至 i+n处
                        setTabAt(nextTab, i + n, hn);
                         //设置转移完成标志
                        setTabAt(tab, i, fwd);
                        advance = true;
                    }
                    else if (f instanceof TreeBin) {
                        TreeBin<K,V> t = (TreeBin<K,V>)f;
                        TreeNode<K,V> lo = null, loTail = null;
                        TreeNode<K,V> hi = null, hiTail = null;
                        int lc = 0, hc = 0;
                        for (Node<K,V> e = t.first; e != null; e = e.next) {
                            int h = e.hash;
                            TreeNode<K,V> p = new TreeNode<K,V>
                                (h, e.key, e.val, null, null);
                            if ((h & n) == 0) {
                                if ((p.prev = loTail) == null)
                                    lo = p;
                                else
                                    loTail.next = p;
                                loTail = p;
                                ++lc;
                            }
                            else {
                                if ((p.prev = hiTail) == null)
                                    hi = p;
                                else
                                    hiTail.next = p;
                                hiTail = p;
                                ++hc;
                            }
                        }
                        ln = (lc <= UNTREEIFY_THRESHOLD) ? untreeify(lo) :
                            (hc != 0) ? new TreeBin<K,V>(lo) : t;
                        hn = (hc <= UNTREEIFY_THRESHOLD) ? untreeify(hi) :
                            (lc != 0) ? new TreeBin<K,V>(hi) : t;
                       //低位保持不动ln( p.hash & n ==0)
                        setTabAt(nextTab, i, ln);
                        //高位移动hn( p.hash & n !=0) 移动至 i+n处
                        setTabAt(nextTab, i + n, hn);
                        //设置转移完成标志
                        setTabAt(tab, i, fwd);
                        advance = true;
                    }
                }
            }
        }
    }
}

链表转红黑树

可以查看如何构建红黑树

红黑树性质

  1. 节点是红色或黑色。
  2. 根节点是黑色。
  3. 所有叶子都是黑色。(叶子是NUIL节点)
  4. 每个红色节点的两个子节点都是黑色。(从每个叶子到根的所有路径上不能有两个连续的红色节点)
  5. 从任一节点到其每个叶子的所有路径都包含相同数目的黑色节点。
private final void treeifyBin(Node<K,V>[] tab, int index) {
    Node<K,V> b; int n, sc;
    if (tab != null) {
        if ((n = tab.length) < MIN_TREEIFY_CAPACITY)
            tryPresize(n << 1);
        else if ((b = tabAt(tab, index)) != null && b.hash >= 0) {
            synchronized (b) {
                if (tabAt(tab, index) == b) {
                    TreeNode<K,V> hd = null, tl = null;
                    for (Node<K,V> e = b; e != null; e = e.next) {
                        TreeNode<K,V> p =
                            new TreeNode<K,V>(e.hash, e.key, e.val,
                                              null, null);
                        if ((p.prev = tl) == null)
                            hd = p;
                        else
                            tl.next = p;
                        tl = p;
                    }
                   // new TreeBin<K,V>(hd) 创建红黑树并插入 
                    setTabAt(tab, index, new TreeBin<K,V>(hd));
                }
            }
        }
    }
}
/**
 * Creates bin with initial set of nodes headed by b.
 */
TreeBin(TreeNode<K,V> b) {
    super(TREEBIN, null, null, null);
    this.first = b;
    TreeNode<K,V> r = null;
    for (TreeNode<K,V> x = b, next; x != null; x = next) {
        next = (TreeNode<K,V>)x.next;
        x.left = x.right = null;
        if (r == null) {
            x.parent = null;
            x.red = false;
            r = x;
        }
        else {
            K k = x.key;
            int h = x.hash;
            Class<?> kc = null;
            for (TreeNode<K,V> p = r;;) {
                int dir, ph;
                K pk = p.key;
                if ((ph = p.hash) > h)
                    dir = -1;
                else if (ph < h)
                    dir = 1;
                else if ((kc == null &&
                          (kc = comparableClassFor(k)) == null) ||
                         (dir = compareComparables(kc, k, pk)) == 0)
                    dir = tieBreakOrder(k, pk);
                    TreeNode<K,V> xp = p;
                if ((p = (dir <= 0) ? p.left : p.right) == null) {
                    x.parent = xp;
                    if (dir <= 0)
                        xp.left = x;
                    else
                        xp.right = x;
                    r = balanceInsertion(r, x);
                    break;
                }
            }
        }
    }
    this.root = r;
    assert checkInvariants(root);
}
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