HashSet源码分析(基于1.8)

其实对于HashSet,他的源码很简单,只是里面有些问题我感觉有必要拿出来跟大家共同探讨一下。

HashSet底层是HashMap实现

我们知道,HashMap中key值是不能“重复”的(这个是否重复是通过hashcode和equals比较出来的,这是一个值得探讨的问题),HashSet正是借鉴了HashMap的key的这样一个特性,以此产生了这样一个不能包含重复数据的集合。

源码分析

由于源码不是很多,所以我连同注释一同贴出来了:

package java.util;

import java.io.InvalidObjectException;

/**
 * This class implements the <tt>Set</tt> interface, backed by a hash table
 * (actually a <tt>HashMap</tt> instance).  It makes no guarantees as to the
 * iteration order of the set; in particular, it does not guarantee that the
 * order will remain constant over time.  This class permits the <tt>null</tt>
 * element.
 * 这个类由hash表支持,并实现了Set接口(实际上他是一个HashMap实例)。他不保证set中的遍历顺序,尤其
 * 特别的是,他也不保证set中数据顺序的恒久不变。这个类允许null的存在。
 * <p>This class offers constant time performance for the basic operations
 * (<tt>add</tt>, <tt>remove</tt>, <tt>contains</tt> and <tt>size</tt>),
 * assuming the hash function disperses the elements properly among the
 * buckets.  Iterating over this set requires time proportional to the sum of
 * the <tt>HashSet</tt> instance's size (the number of elements) plus the
 * "capacity" of the backing <tt>HashMap</tt> instance (the number of
 * buckets).  Thus, it's very important not to set the initial capacity too
 * high (or the load factor too low) if iteration performance is important.
 * 上面这段话跟HashMap中的是一样的
 * <p><strong>Note that this implementation is not synchronized.</strong>
 * If multiple threads access a hash set concurrently, and at least one of
 * the threads modifies the set, it <i>must</i> be synchronized externally.
 * This is typically accomplished by synchronizing on some object that
 * naturally encapsulates the set.
 *
 * If no such object exists, the set should be "wrapped" using the
 * {@link Collections#synchronizedSet Collections.synchronizedSet}
 * method.  This is best done at creation time, to prevent accidental
 * unsynchronized access to the set:<pre>
 *   Set s = Collections.synchronizedSet(new HashSet(...));</pre>
 *
 * <p>The iterators returned by this class's <tt>iterator</tt> method are
 * <i>fail-fast</i>: if the set is modified at any time after the iterator is
 * created, in any way except through the iterator's own <tt>remove</tt>
 * method, the Iterator throws a {@link ConcurrentModificationException}.
 * Thus, in the face of concurrent modification, the iterator fails quickly
 * and cleanly, rather than risking arbitrary, non-deterministic behavior at
 * an undetermined time in the future.
 *
 * <p>Note that the fail-fast behavior of an iterator cannot be guaranteed
 * as it is, generally speaking, impossible to make any hard guarantees in the
 * presence of unsynchronized concurrent modification.  Fail-fast iterators
 * throw <tt>ConcurrentModificationException</tt> on a best-effort basis.
 * Therefore, it would be wrong to write a program that depended on this
 * exception for its correctness: <i>the fail-fast behavior of iterators
 * should be used only to detect bugs.</i>
 *
 * <p>This class is a member of the
 * <a href="{@docRoot}/../technotes/guides/collections/index.html">
 * Java Collections Framework</a>.
 *
 * @param <E> the type of elements maintained by this set
 *
 * @author  Josh Bloch
 * @author  Neal Gafter
 * @see     Collection
 * @see     Set
 * @see     TreeSet
 * @see     HashMap
 * @since   1.2
 */

public class HashSet<E>
    extends AbstractSet<E>
    implements Set<E>, Cloneable, java.io.Serializable
{
    static final long serialVersionUID = -5024744406713321676L;

    private transient HashMap<E,Object> map;//底层是HashMap实现的

    // Dummy value to associate with an Object in the backing Map
    //PRESENT是一个假的value值,帮助用HashMap实现HashSet。
    private static final Object PRESENT = new Object();

    /**
     * Constructs a new, empty set; the backing <tt>HashMap</tt> instance has
     * default initial capacity (16) and load factor (0.75).
     */
     //注意HashMap的默认初始容量和负载因子
    public HashSet() {
        map = new HashMap<>();
    }

    /**
     * Constructs a new set containing the elements in the specified
     * collection.  The <tt>HashMap</tt> is created with default load factor
     * (0.75) and an initial capacity sufficient to contain the elements in
     * the specified collection.
     *
     * @param c the collection whose elements are to be placed into this set
     * @throws NullPointerException if the specified collection is null
     */
    public HashSet(Collection<? extends E> c) {
        map = new HashMap<>(Math.max((int) (c.size()/.75f) + 1, 16));
        addAll(c);
    }

    /**
     * Constructs a new, empty set; the backing <tt>HashMap</tt> instance has
     * the specified initial capacity and the specified load factor.
     *
     * @param      initialCapacity   the initial capacity of the hash map
     * @param      loadFactor        the load factor of the hash map
     * @throws     IllegalArgumentException if the initial capacity is less
     *             than zero, or if the load factor is nonpositive
     */
    public HashSet(int initialCapacity, float loadFactor) {
        map = new HashMap<>(initialCapacity, loadFactor);
    }

    /**
     * Constructs a new, empty set; the backing <tt>HashMap</tt> instance has
     * the specified initial capacity and default load factor (0.75).
     *
     * @param      initialCapacity   the initial capacity of the hash table
     * @throws     IllegalArgumentException if the initial capacity is less
     *             than zero
     */
    public HashSet(int initialCapacity) {
        map = new HashMap<>(initialCapacity);
    }

    /**
     * Constructs a new, empty linked hash set.  (This package private
     * constructor is only used by LinkedHashSet.) The backing
     * HashMap instance is a LinkedHashMap with the specified initial
     * capacity and the specified load factor.
     *
     * @param      initialCapacity   the initial capacity of the hash map
     * @param      loadFactor        the load factor of the hash map
     * @param      dummy             ignored (distinguishes this
     *             constructor from other int, float constructor.)
     * @throws     IllegalArgumentException if the initial capacity is less
     *             than zero, or if the load factor is nonpositive
     */
    HashSet(int initialCapacity, float loadFactor, boolean dummy) {
        map = new LinkedHashMap<>(initialCapacity, loadFactor);
    }

    /**
     * Returns an iterator over the elements in this set.  The elements
     * are returned in no particular order.
     *
     * @return an Iterator over the elements in this set
     * @see ConcurrentModificationException
     */
    public Iterator<E> iterator() {
        return map.keySet().iterator();
    }

    /**
     * Returns the number of elements in this set (its cardinality).
     *
     * @return the number of elements in this set (its cardinality)
     */
    public int size() {
        return map.size();
    }

    /**
     * Returns <tt>true</tt> if this set contains no elements.
     *
     * @return <tt>true</tt> if this set contains no elements
     */
    public boolean isEmpty() {
        return map.isEmpty();
    }

    /**
     * Returns <tt>true</tt> if this set contains the specified element.
     * More formally, returns <tt>true</tt> if and only if this set
     * contains an element <tt>e</tt> such that
     * <tt>(o==null&nbsp;?&nbsp;e==null&nbsp;:&nbsp;o.equals(e))</tt>.
     *
     * @param o element whose presence in this set is to be tested
     * @return <tt>true</tt> if this set contains the specified element
     */
    public boolean contains(Object o) {
        return map.containsKey(o);
    }

    /**
     * Adds the specified element to this set if it is not already present.
     * More formally, adds the specified element <tt>e</tt> to this set if
     * this set contains no element <tt>e2</tt> such that
     * <tt>(e==null&nbsp;?&nbsp;e2==null&nbsp;:&nbsp;e.equals(e2))</tt>.
     * If this set already contains the element, the call leaves the set
     * unchanged and returns <tt>false</tt>.
     *
     * @param e element to be added to this set
     * @return <tt>true</tt> if this set did not already contain the specified
     * element
     */
    public boolean add(E e) {
        return map.put(e, PRESENT)==null;
    }

    /**
     * Removes the specified element from this set if it is present.
     * More formally, removes an element <tt>e</tt> such that
     * <tt>(o==null&nbsp;?&nbsp;e==null&nbsp;:&nbsp;o.equals(e))</tt>,
     * if this set contains such an element.  Returns <tt>true</tt> if
     * this set contained the element (or equivalently, if this set
     * changed as a result of the call).  (This set will not contain the
     * element once the call returns.)
     *
     * @param o object to be removed from this set, if present
     * @return <tt>true</tt> if the set contained the specified element
     */
    public boolean remove(Object o) {
        return map.remove(o)==PRESENT;
    }

    /**
     * Removes all of the elements from this set.
     * The set will be empty after this call returns.
     */
    public void clear() {
        map.clear();
    }

    /**
     * Returns a shallow copy of this <tt>HashSet</tt> instance: the elements
     * themselves are not cloned.
     *
     * @return a shallow copy of this set
     */
    @SuppressWarnings("unchecked")
    public Object clone() {
        try {
            HashSet<E> newSet = (HashSet<E>) super.clone();
            newSet.map = (HashMap<E, Object>) map.clone();
            return newSet;
        } catch (CloneNotSupportedException e) {
            throw new InternalError(e);
        }
    }

    /**
     * Save the state of this <tt>HashSet</tt> instance to a stream (that is,
     * serialize it).
     *
     * @serialData The capacity of the backing <tt>HashMap</tt> instance
     *             (int), and its load factor (float) are emitted, followed by
     *             the size of the set (the number of elements it contains)
     *             (int), followed by all of its elements (each an Object) in
     *             no particular order.
     */
     //同样支持序列化传输
    private void writeObject(java.io.ObjectOutputStream s)
        throws java.io.IOException {
        // Write out any hidden serialization magic
        s.defaultWriteObject();

        // Write out HashMap capacity and load factor
        s.writeInt(map.capacity());
        s.writeFloat(map.loadFactor());

        // Write out size
        s.writeInt(map.size());

        // Write out all elements in the proper order.
        for (E e : map.keySet())
            s.writeObject(e);
    }

    /**
     * Reconstitute the <tt>HashSet</tt> instance from a stream (that is,
     * deserialize it).
     */
    private void readObject(java.io.ObjectInputStream s)
        throws java.io.IOException, ClassNotFoundException {
        // Read in any hidden serialization magic
        s.defaultReadObject();

        // Read capacity and verify non-negative.
        int capacity = s.readInt();
        if (capacity < 0) {
            throw new InvalidObjectException("Illegal capacity: " +
                                             capacity);
        }

        // Read load factor and verify positive and non NaN.
        float loadFactor = s.readFloat();
        if (loadFactor <= 0 || Float.isNaN(loadFactor)) {
            throw new InvalidObjectException("Illegal load factor: " +
                                             loadFactor);
        }

        // Read size and verify non-negative.
        int size = s.readInt();
        if (size < 0) {
            throw new InvalidObjectException("Illegal size: " +
                                             size);
        }

        // Set the capacity according to the size and load factor ensuring that
        // the HashMap is at least 25% full but clamping to maximum capacity.
        capacity = (int) Math.min(size * Math.min(1 / loadFactor, 4.0f),
                HashMap.MAXIMUM_CAPACITY);

        // Create backing HashMap
        map = (((HashSet<?>)this) instanceof LinkedHashSet ?
               new LinkedHashMap<E,Object>(capacity, loadFactor) :
               new HashMap<E,Object>(capacity, loadFactor));

        // Read in all elements in the proper order.
        for (int i=0; i<size; i++) {
            @SuppressWarnings("unchecked")
                E e = (E) s.readObject();
            map.put(e, PRESENT);
        }
    }

    /**
     * Creates a <em><a href="Spliterator.html#binding">late-binding</a></em>
     * and <em>fail-fast</em> {@link Spliterator} over the elements in this
     * set.
     *
     * <p>The {@code Spliterator} reports {@link Spliterator#SIZED} and
     * {@link Spliterator#DISTINCT}.  Overriding implementations should document
     * the reporting of additional characteristic values.
     *
     * @return a {@code Spliterator} over the elements in this set
     * @since 1.8
     */
    public Spliterator<E> spliterator() {
        return new HashMap.KeySpliterator<E,Object>(map, 0, -1, 0, 0);
    }
}
HashSet中值得注意的方法

既然HashSet中不能包含重复的数据,那么我们就着重探讨一下add()这个方法。

从上面的源码我们可以看出,add()这个方法实际上是调用map中的put方法,而put()又调用putVal这个方法,因此下面我贴出HashMap中putVal()这个方法来着重分析一下。


    //进行插入操作,分为三种情况,1.插入位置无数据,直接存入 2.插入位置有数据,但是较少且符合链表结构存储的条件,那么以链表操作存入
    //3.插入位置有数据,但是以树结构进行存储,那么以树的相关操作进行存入

    //下面这段代码我们应当注意的是,hash的值是用key计算出来的。
    final V putVal(int hash, K key, V value, boolean onlyIfAbsent,
                   boolean evict) {
        Node<K,V>[] tab; Node<K,V> p; int n, i;
        if ((tab = table) == null || (n = tab.length) == 0) //1.如果HashMap未被初始化,那么初始化它
            n = (tab = resize()).length;
        if ((p = tab[i = (n - 1) & hash]) == null)//如果索引处的数据是null,那么单独处理这种情况
            tab[i] = newNode(hash, key, value, null);
        //下面处理不是null的情况
        else {
            Node<K,V> e; K k;
            //下面的p在上面已经赋值过, p = tab[i = (n - 1)&hash]代表的是key索引位置处原来存在的数据
            //另外,p的hash成员是通过key值计算出来的
            if (p.hash == hash &&
                ((k = p.key) == key || (key != null && key.equals(k))))

                //我们这里要特别注意,上面条件判断的是:p.hash == hash &&p.key==key||(key != null && key.equals(k)),又“==”是比较地址的,因此只要key地址相同或者key的equals方法返回为true,就会得到e=p
                e = p;
            else if (p instanceof TreeNode)
                e = ((TreeNode<K,V>)p).putTreeVal(this, tab, hash, key, value);
            else {
                for (int binCount = 0; ; ++binCount) {
                    if ((e = p.next) == null) {
                        p.next = newNode(hash, key, value, null);
                        if (binCount >= TREEIFY_THRESHOLD - 1) // -1 for 1st
                            treeifyBin(tab, hash);
                        break;
                    }
                    if (e.hash == hash &&
                        ((k = e.key) == key || (key != null && key.equals(k))))
                        break;
                    p = e;
                }
            }
            //下面处理key映射已经存在的情况
            if (e != null) { // existing mapping for key  如果映射关系存在
                V oldValue = e.value;//e的value给oldVaule
                //在HashSet中,key已存在的话,e.value就是PRESENT,那么当已经存在key时,如果再次添加相同的key,下面if内的语句会执行,因此也就会执行添加动作。
                if (!onlyIfAbsent || oldValue == null)
                    e.value = value;
                afterNodeAccess(e);
                return oldValue;
            }
        }
        ++modCount;
        if (++size > threshold)
            resize();
        afterNodeInsertion(evict);
        return null;
    }

现在,HashMap的put动作(也就是HashSet的add动作)就分析完了,可能现在很多人还处于模糊状态。下面我再结合一些实际情况说一下。

1.对key对象的要求?
答:对于key对象,我们一般需要重写key对象对应类的hashcode()和equals()方法。因为如果2个对象通过equals()方法返回为true,那么java要求此时2个对象的hashcode()方法返回的hash值要相同。

2.如果添加了一个key和value,而在集合中之前已经有了该key,具体执行动作是怎样的?
答:如果key已经存在,那么就会执行到上面putVal()源码中“e=p;”这一句,然后转向“下面处理映射已经存在的情况”,然后就会覆盖之前的value。

3.如果通过equals()方法比较返回true,hashcode()方法返回的结果却不相等,会产生什么后果?
答:通过上面的源码我们可以看到,对于一个key,程序会先通过该key计算出其hash值,下面给出源码中hash值的计算代码:

    static final int hash(Object key) {
        int h;
        return (key == null) ? 0 : (h = key.hashCode()) ^ (h >>> 16);
    }

可见,该值与hashcode()方法有关,一般正常来说,通过equals()方法比较为true的2个对象,我们是默认为他们是相同的对象,如果他们hashcode()方法返回的值不同,他们通过hash()方法返回的值也就不同,因此当 A1 已经存入HashMap时,与 A1 相等的 A2 再次执行put动作时,不会根据相同的hash值查找到之前与他相同的 A1 ,而是会查找到另外一个位置,如果恰好该位置为null,那么就会成功执行插入动作,这时我们就会看到,2个相同的key均插入进同一个HashMap对象中了。

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