JDK11中ArrayList扩容机制源码分析

首先简单的总结一下ArrayList扩容机制:

  • 使用无参构造器,初始容量为0或1,第一次添加扩容为10,再次扩容为1.5倍(向下取整)

  • 使用指定大小的构造器,初始容量为指定大小,再次扩容为1.5倍(向下取整)

为什么初始容量为0时第一次扩容为10?

为什么扩容是1.5倍?

下面通过一个例子,结合源码分析扩容原理和过程。

创建一个arraylist对象,添加一个元素

ArrayList arrayList = new ArrayList();
arrayList.add("obj1");

下面打开JDK11中ArrayList源码,分析一下这个过程中是如何扩容的

①调用无参构造器,此时容量为0

	/**
     * Constructs an empty list with an initial capacity of ten.
     */
    public ArrayList() {
        this.elementData = DEFAULTCAPACITY_EMPTY_ELEMENTDATA;
    }

elementData为存放元素的数组,定义如下:

	/**
     * The array buffer into which the elements of the ArrayList are stored.
     * The capacity of the ArrayList is the length of this array buffer. Any
     * empty ArrayList with elementData == DEFAULTCAPACITY_EMPTY_ELEMENTDATA
     * will be expanded to DEFAULT_CAPACITY when the first element is added.
     */
    transient Object[] elementData; // non-private to simplify nested class access

DEFAULTCAPACITY_EMPTY_ELEMENTDATA是默认容量的空数组,定义如下:

	/**
     * Shared empty array instance used for default sized empty instances. We
     * distinguish this from EMPTY_ELEMENTDATA to know how much to inflate when
     * first element is added.
     */
    private static final Object[] DEFAULTCAPACITY_EMPTY_ELEMENTDATA = {};

②添加元素,调用add(E e)方法

	/**
     * Appends the specified element to the end of this list.
     *
     * @param e element to be appended to this list
     * @return {@code true} (as specified by {@link Collection#add})
     */
    public boolean add(E e) {
        modCount++;
        add(e, elementData, size);
        return true;
    }

该方法调用一个重载的add(E e, Object[] elementData, int s)方法

	/**
     * This helper method split out from add(E) to keep method
     * bytecode size under 35 (the -XX:MaxInlineSize default value),
     * which helps when add(E) is called in a C1-compiled loop.
     */
    private void add(E e, Object[] elementData, int s) {
        if (s == elementData.length)
            elementData = grow();
        elementData[s] = e;
        size = s + 1;
    }

此时size和elementData.length都为0

③调用grow()方法

	private Object[] grow() {
        return grow(size + 1);
	}

该方法调用重载的grow(int minCapacity)方法,size+1为传入的minCapacity参数

	/**
     * Increases the capacity to ensure that it can hold at least the
     * number of elements specified by the minimum capacity argument.
     *
     * @param minCapacity the desired minimum capacity
     * @throws OutOfMemoryError if minCapacity is less than zero
     */
    private Object[] grow(int minCapacity) {
        return elementData = Arrays.copyOf(elementData,
                                           newCapacity(minCapacity));
    }

④调用newCapacity(int minCapacity)进行扩容

/**
     * Returns a capacity at least as large as the given minimum capacity.
     * Returns the current capacity increased by 50% if that suffices.
     * Will not return a capacity greater than MAX_ARRAY_SIZE unless
     * the given minimum capacity is greater than MAX_ARRAY_SIZE.
     *
     * @param minCapacity the desired minimum capacity
     * @throws OutOfMemoryError if minCapacity is less than zero
     */
    private int newCapacity(int minCapacity) {
        // overflow-conscious code
        int oldCapacity = elementData.length;
        int newCapacity = oldCapacity + (oldCapacity >> 1);
        if (newCapacity - minCapacity <= 0) {
            if (elementData == DEFAULTCAPACITY_EMPTY_ELEMENTDATA)
                return Math.max(DEFAULT_CAPACITY, minCapacity);
            if (minCapacity < 0) // overflow
                throw new OutOfMemoryError();
            return minCapacity;
        }
        return (newCapacity - MAX_ARRAY_SIZE <= 0)
            ? newCapacity
            : hugeCapacity(minCapacity);
    }

因为当前oldCapacity为0,进行扩容计算后的newCapacity还是0,进入if语句,此时elementData还是默认空数组,返回DEFAULT_CAPACITY, minCapacity二者中最大的一个,minCapacity为size+1,也就是1,而DEFAULT_CAPACITY定义如下:

/**
     * Default initial capacity.
     */
    private static final int DEFAULT_CAPACITY = 10;

10>1,所以新的容量为10

再之后如果还需要扩容,则通过 新容量 = 旧容量 + 旧容量右移一位 进行计算

例如 新容量 = 10 + (10>>1) = 1010 + 0101 = 10 + 5 = 15

int newCapacity = oldCapacity + (oldCapacity >> 1);

所以,准确的计算扩容容量需要使用上面的公式,1.5倍并不是很严谨

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