MySQL - order by和 group by 优化初探

在这里插入图片描述


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DB Version

mysql> select version();
+-----------+
| version() |
+-----------+
| 5.7.28    |
+-----------+
1 row in set

mysql> 

Table

CREATE TABLE `employees` (
  `id` int(11) NOT NULL AUTO_INCREMENT,
  `name` varchar(24) NOT NULL DEFAULT '' COMMENT '姓名',
  `age` int(11) NOT NULL DEFAULT '0' COMMENT '年龄',
  `position` varchar(20) NOT NULL DEFAULT '' COMMENT '职位',
  `hire_time` timestamp NOT NULL DEFAULT CURRENT_TIMESTAMP COMMENT '入职时间',
  PRIMARY KEY (`id`),
  KEY `idx_name_age_position` (`name`,`age`,`position`) USING BTREE
) ENGINE=InnoDB AUTO_INCREMENT=1 DEFAULT CHARSET=utf8 COMMENT='员工记录表';

两个索引

  1. 主键索引
  2. 二级索引 KEY idx_name_age_position (name,age,position) USING BTREE

重点就是这个二级索引 ,记号了哈。


数据量

mysql> select count(1) from employees ;
+----------+
| count(1) |
+----------+
|   100002 |
+----------+
1 row in set

mysql> 

案例一 :explain select * from employees where name = ‘LiLei’ and position = ‘dev’ order by age

explain select * from employees where name = 'LiLei' and position = 'dev' order by age ;

先想一下这个order by 会不会走索引 ?

在这里插入图片描述

会走索引

原因呢 ?

脑海中要有这个联合索引在MySQL底层的B+Tree的数据结构 , 索引 排好序的数据结构。

在这里插入图片描述

name = ‘LiLei’ and position = ‘dev’ order by age

name 为 LiLei , name 确定的情况下, age 肯定是有序的 ,age 有序不能保证position 有序

所以 这个order by age 是可以走索引的

继续分析下这个explain


mysql> explain select * from employees where name = 'LiLei' and position = 'dev' order by age ;
+----+-------------+-----------+------------+------+-----------------------+-----------------------+---------+-------+------+----------+-----------------------+
| id | select_type | table     | partitions | type | possible_keys         | key                   | key_len | ref   | rows | filtered | Extra                 |
+----+-------------+-----------+------------+------+-----------------------+-----------------------+---------+-------+------+----------+-----------------------+
|  1 | SIMPLE      | employees | NULL       | ref  | idx_name_age_position | idx_name_age_position | 74      | const |    1 |       10 | Using index condition |
+----+-------------+-----------+------------+------+-----------------------+-----------------------+---------+-------+------+----------+-----------------------+
1 row in set

order by 走的索引 是不会体现在key_len上的, 这个74 = 3 * 24 + 2 , 是计算的name 。 最左匹配原则 ,中间字段不能断,因此查询用到了name索引。

但是 Extra直接里面可以看出来 Using index condition ,说明age索引列用在了排序过程中 。 如果没有走索引的话,那就是 Using FileSort 了

接下来继续看几个例子,加深理解,重点是脑海中的 索引B+Tree结构


案例二: explain select * from employees where name = ‘LiLei’ order by position

mysql> explain select * from employees where  name = 'LiLei' order by position ;     

想一想,这个order by 会走索引吗?

我们来看下索引 KEY idx_name_age_position (name,age,position) USING BTREE

再来看下查询SQL

 where  name = 'LiLei' order by position ;  

name = LiLei , name 值能确定下来, 符合最左匹配原则 所以查询会走索引 , 用了联合索引中的name字段, key len = 74 . 所以 Using index condition

order by position , 在索引中 中间缺失了age , 用position ,跳过了age , 那索引树能是有序的吗? 肯定不是。。。所以 position肯定不是排好序的 , 无法走索引排序,因此 Extra信息 有 Using filesort

来看下执行计划

mysql> explain select * from employees where  name = 'LiLei' order by position ;     
+----+-------------+-----------+------------+------+-----------------------+-----------------------+---------+-------+------+----------+---------------------------------------+
| id | select_type | table     | partitions | type | possible_keys         | key                   | key_len | ref   | rows | filtered | Extra                                 |
+----+-------------+-----------+------------+------+-----------------------+-----------------------+---------+-------+------+----------+---------------------------------------+
|  1 | SIMPLE      | employees | NULL       | ref  | idx_name_age_position | idx_name_age_position | 74      | const |    1 |      100 | Using index condition; Using filesort |
+----+-------------+-----------+------------+------+-----------------------+-----------------------+---------+-------+------+----------+---------------------------------------+
1 row in set

mysql> 

正如分析~

有感觉了吗? 再来看一个


案例三:explain select * from employees where name = ‘LiLei’ order by age , position

这个SQL和案例二的很相似 , 仅仅在排序的时候在前面多了一个age字段参与排序 , 那分析分析 order by 会走索引吗

mysql> explain select * from employees where  name = 'LiLei' order by age , position ;

时刻不要那个索引树 ,来分析一下

name = LiLei , name 固定,结合 建立的索引, 最左原则,所以查询肯定会走联合索引中的部分索引 name .

在name都是LiLei 的情况下 , order by age , position 结合索引树 ,age和position用于排序 也是有序的,应该不会走using filesort

我们来看下执行计划

在这里插入图片描述

mysql> explain select * from employees where  name = 'LiLei' order by age , position ;
+----+-------------+-----------+------------+------+-----------------------+-----------------------+---------+-------+------+----------+-----------------------+
| id | select_type | table     | partitions | type | possible_keys         | key                   | key_len | ref   | rows | filtered | Extra                 |
+----+-------------+-----------+------------+------+-----------------------+-----------------------+---------+-------+------+----------+-----------------------+
|  1 | SIMPLE      | employees | NULL       | ref  | idx_name_age_position | idx_name_age_position | 74      | const |    1 |      100 | Using index condition |
+----+-------------+-----------+------------+------+-----------------------+-----------------------+---------+-------+------+----------+-----------------------+
1 row in set

mysql> 

案例四:explain select * from employees where name = ‘LiLei’ order by position , age

再分析一个,和案例上也很像。 把 order by的排序顺序 调整一下,我们来分析一下 order by会不会走索引

explain select * from employees where  name = 'LiLei' order by position , age ;   

在这里插入图片描述

mysql> explain select * from employees where  name = 'LiLei' order by position , age ;   
+----+-------------+-----------+------------+------+-----------------------+-----------------------+---------+-------+------+----------+---------------------------------------+
| id | select_type | table     | partitions | type | possible_keys         | key                   | key_len | ref   | rows | filtered | Extra                                 |
+----+-------------+-----------+------------+------+-----------------------+-----------------------+---------+-------+------+----------+---------------------------------------+
|  1 | SIMPLE      | employees | NULL       | ref  | idx_name_age_position | idx_name_age_position | 74      | const |    1 |      100 | Using index condition; Using filesort |
+----+-------------+-----------+------------+------+-----------------------+-----------------------+---------+-------+------+----------+---------------------------------------+
1 row in set

mysql> 

咦 , 执行计划中有 using filesort

为什么呢?

看看我们二级索引的建立的字段顺序 , 创建顺序为name,age,position,但是排序的时候age和position颠倒位置了, 那排好序的特性肯定就无法满足了,那你让MySQL怎么走索引?


案例五:explain select * from employees where name = ‘LiLei’ and age = 18 order by position , age ;

这个order by 会走索引吗?

在这里插入图片描述

mysql> explain select * from employees where name = 'LiLei' and age = 18 order by position , age ;
+----+-------------+-----------+------------+------+-----------------------+-----------------------+---------+-------------+------+----------+-----------------------+
| id | select_type | table     | partitions | type | possible_keys         | key                   | key_len | ref         | rows | filtered | Extra                 |
+----+-------------+-----------+------------+------+-----------------------+-----------------------+---------+-------------+------+----------+-----------------------+
|  1 | SIMPLE      | employees | NULL       | ref  | idx_name_age_position | idx_name_age_position | 78      | const,const |    1 |      100 | Using index condition |
+----+-------------+-----------+------------+------+-----------------------+-----------------------+---------+-------------+------+----------+-----------------------+
1 row in set

mysql> 

走了dx_name_age_position 索引中的 name 和 age , order by 其实也走了索引,你看extra中并没有 using filesort ,因为age为常量,在排序中被MySQL优化了,所以索引未颠倒,不会出现Using filesort


案例六:explain select * from employees where name = ‘LiLei’ order by age asc , position desc ;

mysql> explain select * from employees where name = 'LiLei'  order by  age asc , position desc ;  
+----+-------------+-----------+------------+------+-----------------------+-----------------------+---------+-------+------+----------+---------------------------------------+
| id | select_type | table     | partitions | type | possible_keys         | key                   | key_len | ref   | rows | filtered | Extra                                 |
+----+-------------+-----------+------------+------+-----------------------+-----------------------+---------+-------+------+----------+---------------------------------------+
|  1 | SIMPLE      | employees | NULL       | ref  | idx_name_age_position | idx_name_age_position | 74      | const |    1 |      100 | Using index condition; Using filesort |
+----+-------------+-----------+------------+------+-----------------------+-----------------------+---------+-------+------+----------+---------------------------------------+
1 row in set

在这里插入图片描述

我们可以看到虽然排序的字段列与建立索引的顺序一样, order by默认升序排列,而SQL中的 position desc变成了降序排列,导致与索引的排序方式不同,从而产生Using filesort。

Note: Mysql8以上版本有降序索引可以支持该种查询方式。


案例七:explain select * from employees where name in (‘HanMeiMei’ , ‘LiLei’) order by age , position ;

mysql> explain select * from employees where name in ('HanMeiMei' , 'LiLei')  order by  age  , position  ;    
+----+-------------+-----------+------------+-------+-----------------------+-----------------------+---------+------+------+----------+---------------------------------------+
| id | select_type | table     | partitions | type  | possible_keys         | key                   | key_len | ref  | rows | filtered | Extra                                 |
+----+-------------+-----------+------------+-------+-----------------------+-----------------------+---------+------+------+----------+---------------------------------------+
|  1 | SIMPLE      | employees | NULL       | range | idx_name_age_position | idx_name_age_position | 74      | NULL |    2 |      100 | Using index condition; Using filesort |
+----+-------------+-----------+------------+-------+-----------------------+-----------------------+---------+------+------+----------+---------------------------------------+
1 row in set

mysql> 

对order by 来讲 ,多个相等的条件也是 范围查询。 既然是范围查询, 可能对于每个值在索引中是有序的,但多个合并在一起,就不是有序的了,所以 using filesort .


案例八: explain select * from employees where name > ‘HanMeiMei’ order by name ;

mysql> explain select * from employees where name > 'HanMeiMei'  order by  name  ;       
+----+-------------+-----------+------------+------+-----------------------+------+---------+------+-------+----------+-----------------------------+
| id | select_type | table     | partitions | type | possible_keys         | key  | key_len | ref  | rows  | filtered | Extra                       |
+----+-------------+-----------+------------+------+-----------------------+------+---------+------+-------+----------+-----------------------------+
|  1 | SIMPLE      | employees | NULL       | ALL  | idx_name_age_position | NULL | NULL    | NULL | 96845 |       50 | Using where; Using filesort |
+----+-------------+-----------+------------+------+-----------------------+------+---------+------+-------+----------+-----------------------------+
1 row in set

mysql> 

MySQL自己内部有一套优化机制,且数据量不同、版本不一样,结果也可能有差异

一般情况下, 联合索引第一个字段用范围不一定会走索引 , 可以采用 覆盖索引进行优化,避免回表带来的性能开销 。

mysql> explain select name
 from employees where name > 'a'  order by  name  ;       
+----+-------------+-----------+------------+-------+-----------------------+-----------------------+---------+------+-------+----------+--------------------------+
| id | select_type | table     | partitions | type  | possible_keys         | key                   | key_len | ref  | rows  | filtered | Extra                    |
+----+-------------+-----------+------------+-------+-----------------------+-----------------------+---------+------+-------+----------+--------------------------+
|  1 | SIMPLE      | employees | NULL       | range | idx_name_age_position | idx_name_age_position | 74      | NULL | 48422 |      100 | Using where; Using index |
+----+-------------+-----------+------------+-------+-----------------------+-----------------------+---------+------+-------+----------+--------------------------+
1 row in set

mysql> 

在这里插入图片描述


group by 优化

  • group by与order by类似,其实质是先排序后分组遵照索引创建顺序的最左前缀法则

  • 对于group by的优化如果不需要排序的可以加上order by null禁止排序

  • where高于having,能写在where中的限定条件就不要去having限定了。


小结

  • MySQL支持两种方式的排序filesort和index,Using index是指MySQL扫描索引本身完成排序

  • order by满足两种情况会使用Using index
    A: order by语句使用索引最左前列。
    B: 使用where子句与order by子句条件列组合满足索引最左前列

  • 尽量在索引列上完成排序,遵循索引建立(索引创建的顺序)时的最左前缀法则

  • 如果order by的条件不在索引列上,就会产生Using filesort

  • 能用覆盖索引尽量用覆盖索引


搞定MySQL

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