Chapter 1 (Linear Equations in Linear Algebra): Linear independence (线性无关)

本文为《Linear algebra and its applications》的读书笔记

Linear independence

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  • Equation (2) is called a linear dependence relation (线性相关关系) among { v 1 , . . . , v p \boldsymbol v_1,...,\boldsymbol v_p v1,...,vp} when the weights are not all zero.
  • For brevity, we may say that v 1 , . . . , v p \boldsymbol v_1,...,\boldsymbol v_p v1,...,vp are linearly dependent when we mean that { v 1 , . . . , v p \boldsymbol v_1,...,\boldsymbol v_p v1,...,vp} is a linearly dependent set. We use analogous terminology for linearly independent sets.

Linear Independence of Matrix Columns

  • Suppose that we begin with a matrix A = [ a 1 , . . . , a n ] A=[\boldsymbol a_1,...,\boldsymbol a_n] A=[a1,...,an] instead of a set of vectors. The matrix equation A x = 0 A\boldsymbol x=\boldsymbol 0 Ax=0 can be written as
    x 1 a 1 + x 2 a 2 + . . . + x n a n = 0 x_1\boldsymbol a_1+x_2\boldsymbol a_2+...+x_n\boldsymbol a_n=\boldsymbol 0 x1a1+x2a2+...+xnan=0 The columns of a matrix A A A are linearly independent if and only if the equation A x = 0 A\boldsymbol x=\boldsymbol 0 Ax=0 has only the trivial solution.

注意:这里的线性相关/无关是针对矩阵的列,而非矩阵本身而言的。线性相关/无关的概念用于向量而非矩阵
The columns of a matrix may be linearly independent, but it is meaningless to refer to a linearly independent matrix.

Sets of One or Two Vectors

  • A set containing only one vector—say, v \boldsymbol v v—is linearly independent if and only if v \boldsymbol v v is not the zero vector. This is because the vector equation x 1 v = 0 x_1\boldsymbol v = \boldsymbol 0 x1v=0 has only the trivial solution when v ≠ 0 \boldsymbol v \neq \boldsymbol 0 v=0.

  • You can always decide by i n s p e c t i o n inspection inspection when a set of two vectors is linearly dependent. Row operations are unnecessary. The next example will explain the nature of a linearly dependent set of two vectors:
    • A set of two vectors { v 1 \boldsymbol v_1 v1, v 2 \boldsymbol v_2 v2} is linearly dependent if at least one of the vectors is a multiple of the other.
    • The set is linearly independent if and only if neither of the vectors is a multiple of the other.

EXAMPLE 3

Determine if the following sets of vectors are linearly independent.
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SOLUTION

  • (a). Notice that v 2 \boldsymbol v_2 v2 is a multiple of v 1 \boldsymbol v_1 v1. Hence − 2 v 1 + v 2 = 0 -2\boldsymbol v_1+\boldsymbol v_2=\boldsymbol 0 2v1+v2=0, which shows that { v 1 \boldsymbol v_1 v1, v 2 \boldsymbol v_2 v2} is linearly dependent.
  • (b). The vectors v 1 \boldsymbol v_1 v1 and v 2 \boldsymbol v_2 v2 are certainly not multiples of one another. Could they be linearly dependent? Suppose c c c and d d d satisfy
    c v 1 + d v 2 = 0 c\boldsymbol v_1+d\boldsymbol v_2=\boldsymbol 0 cv1+dv2=0If c ≠ 0 c \neq 0 c=0, then we can solve for v 1 \boldsymbol v_1 v1 in terms of v 2 \boldsymbol v_2 v2, namely, v 1 = ( − d / c ) v 2 \boldsymbol v_1=(-d/c)\boldsymbol v_2 v1=(d/c)v2. This result is impossible because v 1 \boldsymbol v_1 v1 is not a multiple of v 2 \boldsymbol v_2 v2. So c c c must be zero. Similarly, d d d must also be zero. Thus { v 1 \boldsymbol v_1 v1, v 2 \boldsymbol v_2 v2} is a linearly independent set.
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EXAMPLE (判断题)

If v 1 \boldsymbol v_1 v1 and v 2 \boldsymbol v_2 v2 are in R 4 \mathbb R^4 R4 and v 2 \boldsymbol v_2 v2 is not a scalar multiple of v 1 \boldsymbol v_1 v1, then { v 1 \boldsymbol v_1 v1, v 2 \boldsymbol v_2 v2} is linearly independent.

SOLUTION

  • False. v 1 \boldsymbol v_1 v1 can be 0 \boldsymbol 0 0.

Sets of Two or More Vectors

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  • W a r n i n g Warning Warning: Theorem 7 does not say that e v e r y every every vector in a linearly dependent set is a linear combination of the preceding vectors. A vector in a linearly dependent set may fail to be a linear combination of the other vectors.

推论:

  • Any set { u , v , w \boldsymbol u,\boldsymbol v,\boldsymbol w u,v,w} in R 3 \mathbb R^3 R3 with u \boldsymbol u u and v \boldsymbol v v linearly independent. The set { u , v , w \boldsymbol u,\boldsymbol v,\boldsymbol w u,v,w} will be linearly dependent if and only if w \boldsymbol w w is in the plane spanned by u \boldsymbol u u and v \boldsymbol v v.
  • 注意到,如果 { u , v , w \boldsymbol u,\boldsymbol v,\boldsymbol w u,v,w} 线性无关,而 { u , v , w , x \boldsymbol u,\boldsymbol v,\boldsymbol w, \boldsymbol x u,v,w,x} 线性相关,则 x \boldsymbol x x 可由 { u , v , w \boldsymbol u,\boldsymbol v,\boldsymbol w u,v,w} 线性表示且表达式唯一

THEOREM 8

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  • A = [ v 1 , . . . , v p ] A=[\boldsymbol v_1,...,\boldsymbol v_p] A=[v1,...,vp],因为 p > n p>n p>n,因此 A A A 中必有自由变量, A x = 0 A\boldsymbol x=\boldsymbol 0 Ax=0 必有非平凡解
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EXAMPLE 5

  • The vectors [ 2 1 ] \begin{bmatrix}2\\1\end{bmatrix} [21], [ 4 − 1 ] \begin{bmatrix}4\\-1\end{bmatrix} [41], [ − 2 2 ] \begin{bmatrix}-2\\2\end{bmatrix} [22] are linearly dependent by Theorem 8, because there are three vectors in the set and there are only two entries in each vector. Notice, however, that none of the vectors is a multiple of one of the other vectors. See Figure 4.
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