【ConcurrentHashMap1.8源码】十分钟逐行深入ConcurrentHashMap并发之美

ConcurrentHashMap1.8源码

数据结构

image-20230805001649555

区别与1.7,节点由Node和Treebin构成

四个核心要点

  1. 初始化
  2. PUT
  3. 扩容
  4. GET

五个构造方法

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    /**
     * Creates a new, empty map with the default initial table size (16).
     */
    public ConcurrentHashMap() {
    }

    /**
     * Creates a new, empty map with an initial table size
     * accommodating the specified number of elements without the need
     * to dynamically resize.
     *
     * @param initialCapacity The implementation performs internal
     * sizing to accommodate this many elements.
     * @throws IllegalArgumentException if the initial capacity of
     * elements is negative
     */
    public ConcurrentHashMap(int initialCapacity) {
        if (initialCapacity < 0)
            throw new IllegalArgumentException();
        int cap = ((initialCapacity >= (MAXIMUM_CAPACITY >>> 1)) ?
                   MAXIMUM_CAPACITY :
                   tableSizeFor(initialCapacity + (initialCapacity >>> 1) + 1));
        this.sizeCtl = cap;
    }

    /**
     * Creates a new map with the same mappings as the given map.
     *
     * @param m the map
     */
    public ConcurrentHashMap(Map<? extends K, ? extends V> m) {
        this.sizeCtl = DEFAULT_CAPACITY;
        putAll(m);
    }

    /**
     * Creates a new, empty map with an initial table size based on
     * the given number of elements ({@code initialCapacity}) and
     * initial table density ({@code loadFactor}).
     *
     * @param initialCapacity the initial capacity. The implementation
     * performs internal sizing to accommodate this many elements,
     * given the specified load factor.
     * @param loadFactor the load factor (table density) for
     * establishing the initial table size
     * @throws IllegalArgumentException if the initial capacity of
     * elements is negative or the load factor is nonpositive
     *
     * @since 1.6
     */
    public ConcurrentHashMap(int initialCapacity, float loadFactor) {
        this(initialCapacity, loadFactor, 1);
    }

    /**
     * Creates a new, empty map with an initial table size based on
     * the given number of elements ({@code initialCapacity}), table
     * density ({@code loadFactor}), and number of concurrently
     * updating threads ({@code concurrencyLevel}).
     *
     * @param initialCapacity the initial capacity. The implementation
     * performs internal sizing to accommodate this many elements,
     * given the specified load factor.
     * @param loadFactor the load factor (table density) for
     * establishing the initial table size
     * @param concurrencyLevel the estimated number of concurrently
     * updating threads. The implementation may use this value as
     * a sizing hint.
     * @throws IllegalArgumentException if the initial capacity is
     * negative or the load factor or concurrencyLevel are
     * nonpositive
     */
    public ConcurrentHashMap(int initialCapacity,
                             float loadFactor, int concurrencyLevel) {
        if (!(loadFactor > 0.0f) || initialCapacity < 0 || concurrencyLevel <= 0)
            throw new IllegalArgumentException();
        if (initialCapacity < concurrencyLevel)   // Use at least as many bins
            initialCapacity = concurrencyLevel;   // as estimated threads
        long size = (long)(1.0 + (long)initialCapacity / loadFactor);
        int cap = (size >= (long)MAXIMUM_CAPACITY) ?
            MAXIMUM_CAPACITY : tableSizeFor((int)size);
        this.sizeCtl = cap;
    }

PUT方法

    public V put(K key, V value) {
        return putVal(key, value, false);
    }
final V putVal(K key, V value, boolean onlyIfAbsent) {
        if (key == null || value == null) throw new NullPointerException();
    	// 计算key的hash值
        int hash = spread(key.hashCode());
        int binCount = 0;
        for (Node<K,V>[] tab = table;;) {
            Node<K,V> f; int n, i, fh;
            // 如果tab为空,就去初始化node数组
            if (tab == null || (n = tab.length) == 0)
                tab = initTable();
            // 不为空计算hash值对应的tab的下标
            else if ((f = tabAt(tab, i = (n - 1) & hash)) == null) {
                // cas放入node节点
                if (casTabAt(tab, i, null,
                             new Node<K,V>(hash, key, value, null)))
                    break;                   // no lock when adding to empty bin
            }
            // 对应下标节点被移除了,就会去helpTransfer,协助扩容转移
            // 如果helpTransfer返回的老数组,可能继续helpTransfer
 			// 类似自旋
            else if ((fh = f.hash) == MOVED)
                tab = helpTransfer(tab, f);
            // 下面else表示,hash值相等,key相等
            else {
                V oldVal = null;
                // 锁的是node节点,相比1.7segement,锁粒度减小
                synchronized (f) {
                    // check
                    if (tabAt(tab, i) == f) {
                        if (fh >= 0) {
                            binCount = 1;
                            // 同hashmap的原理修改node
                            for (Node<K,V> e = f;; ++binCount) {
                                K ek;
                                if (e.hash == hash &&
                                    ((ek = e.key) == key ||
                                     (ek != null && key.equals(ek)))) {
                                    oldVal = e.val;
                                    if (!onlyIfAbsent)
                                        e.val = value;
                                    break;
                                }
                                Node<K,V> pred = e;
                                if ((e = e.next) == null) {
                                    pred.next = new Node<K,V>(hash, key,
                                                              value, null);
                                    break;
                                }
                            }
                        }
                        else if (f instanceof TreeBin) {
                            Node<K,V> p;
                            binCount = 2;
                            if ((p = ((TreeBin<K,V>)f).putTreeVal(hash, key,
                                                           value)) != null) {
                                oldVal = p.val;
                                if (!onlyIfAbsent)
                                    p.val = value;
                            }
                        }
                    }
                }
                if (binCount != 0) {
                    if (binCount >= TREEIFY_THRESHOLD)
                        treeifyBin(tab, i);
                    if (oldVal != null)
                        return oldVal;
                    break;
                }
            }
        }
    	// 统计添加节点数
        addCount(1L, binCount);
        return null;
    }

initTable

初始化数组方法,构造一个Node数组

    /**
     * Initializes table, using the size recorded in sizeCtl.
     */
    private final Node<K,V>[] initTable() {
        Node<K,V>[] tab; int sc;
        while ((tab = table) == null || tab.length == 0) {
            //     private transient volatile int sizeCtl;
            // sc = 0,sizeCtl = 0
            if ((sc = sizeCtl) < 0)
                // Thread.yield(),放弃当前CPU资源
                Thread.yield(); // lost initialization race; just spin
            // 只有一个线程能修改SIZECTL为-1
            //     private static final long SIZECTL;
            else if (U.compareAndSwapInt(this, SIZECTL, sc, -1)) {
                try {
                    if ((tab = table) == null || tab.length == 0) {
                        // private static final int DEFAULT_CAPACITY = 16;
                        // 默认容量是16
                        int n = (sc > 0) ? sc : DEFAULT_CAPACITY;
                        @SuppressWarnings("unchecked")
                        // 默认构建大小为16的node数组
                        Node<K,V>[] nt = (Node<K,V>[])new Node<?,?>[n];
                        table = tab = nt;
                        // sc = 16 - (16/2/2) = 12
                        // sc也就是扩容阈值
                        sc = n - (n >>> 2);
                    }
                } finally {
                    sizeCtl = sc;
                }
                break;
            }
        }
        return tab;
    }

当Put时,addCount(1L, binCount);

利用countcells+baseCount来统计节点数,总的来说就是多个线程去竞争baseCount,只能有一个线程能拿到资源,其他线程就会去countcells数组里竞争,在countcell里的value+1,最后size()方法就是统计countcells数组里所有的value值+basecount就是总的节点数

private final void addCount(long x, int check) {
        CounterCell[] as; long b, s;
    // 如果cells不为空,basecount也不会去竞争
        if ((as = counterCells) != null ||
            !U.compareAndSwapLong(this, BASECOUNT, b = baseCount, s = b + x)) {
            CounterCell a; long v; int m;
            boolean uncontended = true;
            if (as == null || (m = as.length - 1) < 0 ||
                // 每个线程生成一个随机数,随机数 & length-1
                // 当前cell不为空,会去cell+1,成功不会走判断
                (a = as[ThreadLocalRandom.getProbe() & m]) == null ||
                !(uncontended =
                  U.compareAndSwapLong(a, CELLVALUE, v = a.value, v + x))) {
                // cell竞争失败,就会执行fullAddCount
                // cells初始化,cell创建,value+1
                fullAddCount(x, uncontended);
                return;
            }
            if (check <= 1)
                return;
            s = sumCount();
        }
    	// 扩容,在第一次扩容后也会判断新数组需不需要扩容
        if (check >= 0) {
            Node<K,V>[] tab, nt; int n, sc;
            // 总节点数超过阈值,sc默认是12
            while (s >= (long)(sc = sizeCtl) && (tab = table) != null &&
                   (n = tab.length) < MAXIMUM_CAPACITY) {
                // resizeStamp(n)=resizeStamp(16)
                int rs = resizeStamp(n);
                if (sc < 0) {
                    // 另一个线程进来,nextTable开始是null
                    if ((sc >>> RESIZE_STAMP_SHIFT) != rs || sc == rs + 1 ||
                        sc == rs + MAX_RESIZERS || (nt = nextTable) == null ||
                        transferIndex <= 0)
                        break;
                   // 所以执行下面逻辑
                    if (U.compareAndSwapInt(this, SIZECTL, sc, sc + 1))
                        // 核心是转移
                        transfer(tab, nt);
                }
                // 先走这个分支,rs << RESIZE_STAMP_SHIFT=-2145714176
                // 只有一个线程把sc改成负数
                else if (U.compareAndSwapInt(this, SIZECTL, sc,
                                             (rs << RESIZE_STAMP_SHIFT) + 2))
                    // 只有一个线程去扩容
                    transfer(tab, null);
                s = sumCount();
            }
        }
    }

transfer

转移

    /**
     * Minimum number of rebinnings per transfer step. Ranges are
     * subdivided to allow multiple resizer threads.  This value
     * serves as a lower bound to avoid resizers encountering
     * excessive memory contention.  The value should be at least
     * DEFAULT_CAPACITY.
     */
    private static final int MIN_TRANSFER_STRIDE = 16;
    /**
     * Moves and/or copies the nodes in each bin to new table. See
     * above for explanation.
     */
    private final void transfer(Node<K,V>[] tab, Node<K,V>[] nextTab) {
        int n = tab.length, stride;
        // 根据核心cup数,算步长,MIN_TRANSFER_STRIDE=16
        if ((stride = (NCPU > 1) ? (n >>> 3) / NCPU : n) < MIN_TRANSFER_STRIDE)
            stride = MIN_TRANSFER_STRIDE; // subdivide range
        // 新数组为空
        if (nextTab == null) {            // initiating
            try {
                @SuppressWarnings("unchecked")
                // 2倍扩容
                Node<K,V>[] nt = (Node<K,V>[])new Node<?,?>[n << 1];
                // 新数组赋值
                nextTab = nt;
            } catch (Throwable ex) {      // try to cope with OOME
                sizeCtl = Integer.MAX_VALUE;
                return;
            }
            nextTable = nextTab;
            // n默认是扩容之前的大小,int n = tab.length
            transferIndex = n;
        }
        // nextn新数组的长度
        int nextn = nextTab.length;
        // fwd就是一个标记转移过的节点,如果线程查找到fwd,表示这个数组正在扩容
        ForwardingNode<K,V> fwd = new ForwardingNode<K,V>(nextTab);
        // 前面是否需要转移
        boolean advance = true;
        // 当前线程是不是所有都转移完了
        boolean finishing = false; // to ensure sweep before committing nextTab
        // bound和i,之间的步长范围就是转移范围
        for (int i = 0, bound = 0;;) {
            Node<K,V> f; int fh;
            while (advance) {
                int nextIndex, nextBound;
                // 开始不符合
                if (--i >= bound || finishing)
                    advance = false;
                // 开始不符合
                else if ((nextIndex = transferIndex) <= 0) {
                    i = -1;
                    advance = false;
                }
                // nextIndex = transferIndex
                // nextBound = (nextIndex > stride ? nextIndex - stride : 0)
                // 这里把bound从数组右边开始转移,算出开始的转移范围
                // 对于其他线程,nextIndex就被修改了,所以不会有范围重复
                else if (U.compareAndSwapInt
                         (this, TRANSFERINDEX, nextIndex,
                          nextBound = (nextIndex > stride ?
                                       nextIndex - stride : 0))) {
                    bound = nextBound;
                    i = nextIndex - 1;
                    advance = false;
                }
            }
            if (i < 0 || i >= n || i + n >= nextn) {
                int sc;
                if (finishing) {
                    nextTable = null;
                    table = nextTab;
                    sizeCtl = (n << 1) - (n >>> 1);
                    return;
                }
                // (sc - 2) != resizeStamp(n) << RESIZE_STAMP_SHIFT = resizeStamp(n) << RESIZE_STAMP_SHIFT
                // 本质就是判断当前数组是不是老数组有没有扩容完成,扩容前sc+1,扩容后完成后sc-1
                if (U.compareAndSwapInt(this, SIZECTL, sc = sizeCtl, sc - 1)) {
                    if ((sc - 2) != resizeStamp(n) << RESIZE_STAMP_SHIFT)
                        return;
                    finishing = advance = true;
                    i = n; // recheck before commit
                }
            }
            else if ((f = tabAt(tab, i)) == null)
                advance = casTabAt(tab, i, null, fwd);
            else if ((fh = f.hash) == MOVED)
                advance = true; // already processed
            else {
                // 保证转移的节点不能put新节点
                synchronized (f) {
                    if (tabAt(tab, i) == f) {
                        Node<K,V> ln, hn;
                        if (fh >= 0) {
                            int runBit = fh & n;
                            Node<K,V> lastRun = f;
                            for (Node<K,V> p = f.next; p != null; p = p.next) {
                                int b = p.hash & n;
                                if (b != runBit) {
                                    runBit = b;
                                    lastRun = p;
                                }
                            }
                            if (runBit == 0) {
                                ln = lastRun;
                                hn = null;
                            }
                            else {
                                hn = lastRun;
                                ln = null;
                            }
                            for (Node<K,V> p = f; p != lastRun; p = p.next) {
                                int ph = p.hash; K pk = p.key; V pv = p.val;
                                if ((ph & n) == 0)
                                    ln = new Node<K,V>(ph, pk, pv, ln);
                                else
                                    hn = new Node<K,V>(ph, pk, pv, hn);
                            }
                            setTabAt(nextTab, i, ln);
                            setTabAt(nextTab, i + n, hn);
                            setTabAt(tab, i, fwd);
                            advance = true;
                        }
                        else if (f instanceof TreeBin) {
                            TreeBin<K,V> t = (TreeBin<K,V>)f;
                            TreeNode<K,V> lo = null, loTail = null;
                            TreeNode<K,V> hi = null, hiTail = null;
                            int lc = 0, hc = 0;
                            for (Node<K,V> e = t.first; e != null; e = e.next) {
                                int h = e.hash;
                                TreeNode<K,V> p = new TreeNode<K,V>
                                    (h, e.key, e.val, null, null);
                                if ((h & n) == 0) {
                                    if ((p.prev = loTail) == null)
                                        lo = p;
                                    else
                                        loTail.next = p;
                                    loTail = p;
                                    ++lc;
                                }
                                else {
                                    if ((p.prev = hiTail) == null)
                                        hi = p;
                                    else
                                        hiTail.next = p;
                                    hiTail = p;
                                    ++hc;
                                }
                            }
                            ln = (lc <= UNTREEIFY_THRESHOLD) ? untreeify(lo) :
                                (hc != 0) ? new TreeBin<K,V>(lo) : t;
                            hn = (hc <= UNTREEIFY_THRESHOLD) ? untreeify(hi) :
                                (lc != 0) ? new TreeBin<K,V>(hi) : t;
                            setTabAt(nextTab, i, ln);
                            setTabAt(nextTab, i + n, hn);
                            setTabAt(tab, i, fwd);
                            advance = true;
                        }
                    }
                }
            }
        }
    }

helpTransfer

    /**
     * Helps transfer if a resize is in progress.
     */
    final Node<K,V>[] helpTransfer(Node<K,V>[] tab, Node<K,V> f) {
        Node<K,V>[] nextTab; int sc;
        if (tab != null && (f instanceof ForwardingNode) &&
            (nextTab = ((ForwardingNode<K,V>)f).nextTable) != null) {
            int rs = resizeStamp(tab.length);
            while (nextTab == nextTable && table == tab &&
                   (sc = sizeCtl) < 0) {
                if ((sc >>> RESIZE_STAMP_SHIFT) != rs || sc == rs + 1 ||
                    sc == rs + MAX_RESIZERS || transferIndex <= 0)
                    break;
                if (U.compareAndSwapInt(this, SIZECTL, sc, sc + 1)) {
                    transfer(tab, nextTab);
                    // 当前线程转移完成
                    break;
                }
            }
            return nextTab;
        }
        return table;
    }

resizeStamp

默认就是返回一个负数,rs << RESIZE_STAMP_SHIFT=-2145714176

    /**
     * The number of bits used for generation stamp in sizeCtl.
     * Must be at least 6 for 32bit arrays.
     */
    private static int RESIZE_STAMP_BITS = 16;
    /**
     * Returns the stamp bits for resizing a table of size n.
     * Must be negative when shifted left by RESIZE_STAMP_SHIFT.
     */
    static final int resizeStamp(int n) {
        return Integer.numberOfLeadingZeros(n) | (1 << (RESIZE_STAMP_BITS - 1));
    }

ForwardingNode

标记node节点为MOVED状态

    /**
     * A node inserted at head of bins during transfer operations.
     */
    static final class ForwardingNode<K,V> extends Node<K,V> {
        final Node<K,V>[] nextTable;
        // 标记node节点为MOVED
        ForwardingNode(Node<K,V>[] tab) {
            super(MOVED, null, null, null);
            this.nextTable = tab;
        }

fullAddCount

2次失败,就会选择扩容

// See LongAdder version for explanation
    private final void fullAddCount(long x, boolean wasUncontended) {
        int h;
        if ((h = ThreadLocalRandom.getProbe()) == 0) {
            ThreadLocalRandom.localInit();      // force initialization
            h = ThreadLocalRandom.getProbe();
            wasUncontended = true;
        }
        boolean collide = false;                // True if last slot nonempty
        for (;;) {
            CounterCell[] as; CounterCell a; int n; long v;
            if ((as = counterCells) != null && (n = as.length) > 0) {
                if ((a = as[(n - 1) & h]) == null) {
                    if (cellsBusy == 0) {            // Try to attach new Cell
                        CounterCell r = new CounterCell(x); // Optimistic create
                        if (cellsBusy == 0 &&
                            U.compareAndSwapInt(this, CELLSBUSY, 0, 1)) {
                            boolean created = false;
                            try {               // Recheck under lock
                                CounterCell[] rs; int m, j;
                                if ((rs = counterCells) != null &&
                                    (m = rs.length) > 0 &&
                                    rs[j = (m - 1) & h] == null) {
                                    rs[j] = r;
                                    created = true;
                                }
                            } finally {
                                cellsBusy = 0;
                            }
                            if (created)
                                break;
                            continue;           // Slot is now non-empty
                        }
                    }
                    collide = false;
                }
                else if (!wasUncontended)       // CAS already known to fail
                    wasUncontended = true;      // Continue after rehash
                else if (U.compareAndSwapLong(a, CELLVALUE, v = a.value, v + x))
                    break;
                else if (counterCells != as || n >= NCPU)
                    collide = false;            // At max size or stale
                else if (!collide)
                    collide = true;
                else if (cellsBusy == 0 &&
                         U.compareAndSwapInt(this, CELLSBUSY, 0, 1)) {
                    try {
                        if (counterCells == as) {// Expand table unless stale
                            CounterCell[] rs = new CounterCell[n << 1];
                            for (int i = 0; i < n; ++i)
                                rs[i] = as[i];
                            counterCells = rs;
                        }
                    } finally {
                        cellsBusy = 0;
                    }
                    collide = false;
                    continue;                   // Retry with expanded table
                }
                h = ThreadLocalRandom.advanceProbe(h);
            }
            else if (cellsBusy == 0 && counterCells == as &&
                     U.compareAndSwapInt(this, CELLSBUSY, 0, 1)) {
                boolean init = false;
                try {                           // Initialize table
                    if (counterCells == as) {
                        // 初始化cells数组
                        CounterCell[] rs = new CounterCell[2];
                        rs[h & 1] = new CounterCell(x);
                        counterCells = rs;
                        init = true;
                    }
                } finally {
                    cellsBusy = 0;
                }
                if (init)
                    break;
            }
            else if (U.compareAndSwapLong(this, BASECOUNT, v = baseCount, v + x))
                break;                          // Fall back on using base
        }
    }

LongAdder

java.util.concurrent.atomic.LongAdder;

与LongAdder的逻辑一样,也是cells数组统计

public class LongAdder extends Striped64 implements Serializable {
    private static final long serialVersionUID = 7249069246863182397L;

    /**
     * Creates a new adder with initial sum of zero.
     */
    public LongAdder() {
    }

    /**
     * Adds the given value.
     *
     * @param x the value to add
     */
    public void add(long x) {
        Cell[] as; long b, v; int m; Cell a;
        if ((as = cells) != null || !casBase(b = base, b + x)) {
            boolean uncontended = true;
            if (as == null || (m = as.length - 1) < 0 ||
                (a = as[getProbe() & m]) == null ||
                !(uncontended = a.cas(v = a.value, v + x)))
                longAccumulate(x, null, uncontended);
        }
    }

GET方法

同hashmap原理

    public V get(Object key) {
        Node<K,V>[] tab; Node<K,V> e, p; int n, eh; K ek;
        int h = spread(key.hashCode());
        if ((tab = table) != null && (n = tab.length) > 0 &&
            (e = tabAt(tab, (n - 1) & h)) != null) {
            if ((eh = e.hash) == h) {
                if ((ek = e.key) == key || (ek != null && key.equals(ek)))
                    return e.val;
            }
            else if (eh < 0)
                return (p = e.find(h, key)) != null ? p.val : null;
            while ((e = e.next) != null) {
                if (e.hash == h &&
                    ((ek = e.key) == key || (ek != null && key.equals(ek))))
                    return e.val;
            }
        }
        return null;
    }
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