http://lucene.apache.org/java/3_0_0/fileformats.html#Index File Formats
Index File Formats
Definitions
Inverted Indexing
Types of Fields
Segments
Document Numbers
Overview
File Naming
Summary of File Extensions
Primitive Types
Byte
UInt32
Uint64
VInt
Chars
String
Compound Types
Map<String,String>
Per-Index Files
Segments File
Lock File
Deletable File
Compound Files
Per-Segment Files
Fields
Term Dictionary
Frequencies
Positions
Normalization Factors
Term Vectors
Deleted Documents
Limitations
Index File Formats
This document defines the index file formats used in Lucene version 3.0. If you are using a different version of Lucene, please consult the copy of docs/fileformats.html that was distributed with the version you are using.
Apache Lucene is written in Java, but several efforts are underway to write versions of Lucene in other programming languages. If these versions are to remain compatible with Apache Lucene, then a language-independent definition of the Lucene index format is required. This document thus attempts to provide a complete and independent definition of the Apache Lucene 3.0 file formats.
As Lucene evolves, this document should evolve. Versions of Lucene in different programming languages should endeavor to agree on file formats, and generate new versions of this document.
Compatibility notes are provided in this document, describing how file formats have changed from prior versions.
In version 2.1, the file format was changed to allow lock-less commits (ie, no more commit lock). The change is fully backwards compatible: you can open a pre-2.1 index for searching or adding/deleting of docs. When the new segments file is saved (committed), it will be written in the new file format (meaning no specific "upgrade" process is needed). But note that once a commit has occurred, pre-2.1 Lucene will not be able to read the index.
In version 2.3, the file format was changed to allow segments to share a single set of doc store (vectors & stored fields) files. This allows for faster indexing in certain cases. The change is fully backwards compatible (in the same way as the lock-less commits change in 2.1).
Definitions
The fundamental concepts in Lucene are index, document, field and term.
An index contains a sequence of documents.
•A document is a sequence of fields.
•A field is a named sequence of terms.
•A term is a string.
The same string in two different fields is considered a different term. Thus terms are represented as a pair of strings, the first naming the field, and the second naming text within the field.
Inverted Indexing
The index stores statistics about terms in order to make term-based search more efficient. Lucene's index falls into the family of indexes known as an inverted index. This is because it can list, for a term, the documents that contain it. This is the inverse of the natural relationship, in which documents list terms.
Types of Fields
In Lucene, fields may be stored, in which case their text is stored in the index literally, in a non-inverted manner. Fields that are inverted are called indexed. A field may be both stored and indexed.
The text of a field may be tokenized into terms to be indexed, or the text of a field may be used literally as a term to be indexed. Most fields are tokenized, but sometimes it is useful for certain identifier fields to be indexed literally.
See the Field java docs for more information on Fields.
Segments
Lucene indexes may be composed of multiple sub-indexes, or segments. Each segment is a fully independent index, which could be searched separately. Indexes evolve by:
1.Creating new segments for newly added documents.
2.Merging existing segments.
Searches may involve multiple segments and/or multiple indexes, each index potentially composed of a set of segments.
Document Numbers
Internally, Lucene refers to documents by an integer document number. The first document added to an index is numbered zero, and each subsequent document added gets a number one greater than the previous.
Note that a document's number may change, so caution should be taken when storing these numbers outside of Lucene. In particular, numbers may change in the following situations:
•The numbers stored in each segment are unique only within the segment, and must be converted before they can be used in a larger context. The standard technique is to allocate each segment a range of values, based on the range of numbers used in that segment. To convert a document number from a segment to an external value, the segment's base document number is added. To convert an external value back to a segment-specific value, the segment is identified by the range that the external value is in, and the segment's base value is subtracted. For example two five document segments might be combined, so that the first segment has a base value of zero, and the second of five. Document three from the second segment would have an external value of eight.
•When documents are deleted, gaps are created in the numbering. These are eventually removed as the index evolves through merging. Deleted documents are dropped when segments are merged. A freshly-merged segment thus has no gaps in its numbering.
Overview
Each segment index maintains the following:
•Field names. This contains the set of field names used in the index.
•Stored Field values. This contains, for each document, a list of attribute-value pairs, where the attributes are field names. These are used to store auxiliary information about the document, such as its title, url, or an identifier to access a database. The set of stored fields are what is returned for each hit when searching. This is keyed by document number.
•Term dictionary. A dictionary containing all of the terms used in all of the indexed fields of all of the documents. The dictionary also contains the number of documents which contain the term, and pointers to the term's frequency and proximity data.
•Term Frequency data. For each term in the dictionary, the numbers of all the documents that contain that term, and the frequency of the term in that document if omitTf is false.
•Term Proximity data. For each term in the dictionary, the positions that the term occurs in each document. Note that this will not exist if all fields in all documents set omitTf to true.
•Normalization factors. For each field in each document, a value is stored that is multiplied into the score for hits on that field.
•Term Vectors. For each field in each document, the term vector (sometimes called document vector) may be stored. A term vector consists of term text and term frequency. To add Term Vectors to your index see the Field constructors
•Deleted documents. An optional file indicating which documents are deleted.
Details on each of these are provided in subsequent sections.
File Naming
All files belonging to a segment have the same name with varying extensions. The extensions correspond to the different file formats described below. When using the Compound File format (default in 1.4 and greater) these files are collapsed into a single .cfs file (see below for details)
Typically, all segments in an index are stored in a single directory, although this is not required.
As of version 2.1 (lock-less commits), file names are never re-used (there is one exception, "segments.gen", see below). That is, when any file is saved to the Directory it is given a never before used filename. This is achieved using a simple generations approach. For example, the first segments file is segments_1, then segments_2, etc. The generation is a sequential long integer represented in alpha-numeric (base 36) form.
Summary of File Extensions
The following table summarizes the names and extensions of the files in Lucene:
Name Extension Brief Description
Segments File segments.gen, segments_N Stores information about segments
Lock File write.lock The Write lock prevents multiple IndexWriters from writing to the same file.
Compound File .cfs An optional "virtual" file consisting of all the other index files for systems that frequently run out of file handles.
Fields .fnm Stores information about the fields
Field Index .fdx Contains pointers to field data
Field Data .fdt The stored fields for documents
Term Infos .tis Part of the term dictionary, stores term info
Term Info Index .tii The index into the Term Infos file
Frequencies .frq Contains the list of docs which contain each term along with frequency
Positions .prx Stores position information about where a term occurs in the index
Norms .nrm Encodes length and boost factors for docs and fields
Term Vector Index .tvx Stores offset into the document data file
Term Vector Documents .tvd Contains information about each document that has term vectors
Term Vector Fields .tvf The field level info about term vectors
Deleted Documents .del Info about what files are deleted
Primitive Types
Byte
The most primitive type is an eight-bit byte. Files are accessed as sequences of bytes. All other data types are defined as sequences of bytes, so file formats are byte-order independent.
UInt32
32-bit unsigned integers are written as four bytes, high-order bytes first.
UInt32 --> <Byte>4
Uint64
64-bit unsigned integers are written as eight bytes, high-order bytes first.
UInt64 --> <Byte>8
VInt
A variable-length format for positive integers is defined where the high-order bit of each byte indicates whether more bytes remain to be read. The low-order seven bits are appended as increasingly more significant bits in the resulting integer value. Thus values from zero to 127 may be stored in a single byte, values from 128 to 16,383 may be stored in two bytes, and so on.
VInt Encoding Example
Value
First byte
Second byte
Third byte
0
00000000
1
00000001
2
00000010
...
127
01111111
128
10000000
00000001
129
10000001
00000001
130
10000010
00000001
...
16,383
11111111
01111111
16,384
10000000
10000000
00000001
16,385
10000001
10000000
00000001
...
This provides compression while still being efficient to decode.
Chars
Lucene writes unicode character sequences as UTF-8 encoded bytes.
String
Lucene writes strings as UTF-8 encoded bytes. First the length, in bytes, is written as a VInt, followed by the bytes.
String --> VInt, Chars
Compound Types
Map<String,String>
In a couple places Lucene stores a Map String->String.
Map<String,String> --> Count<String,String>Count
Per-Index Files
The files in this section exist one-per-index.
Segments File
The active segments in the index are stored in the segment info file, segments_N. There may be one or more segments_N files in the index; however, the one with the largest generation is the active one (when older segments_N files are present it's because they temporarily cannot be deleted, or, a writer is in the process of committing, or a custom IndexDeletionPolicy is in use). This file lists each segment by name, has details about the separate norms and deletion files, and also contains the size of each segment.
As of 2.1, there is also a file segments.gen. This file contains the current generation (the _N in segments_N) of the index. This is used only as a fallback in case the current generation cannot be accurately determined by directory listing alone (as is the case for some NFS clients with time-based directory cache expiraation). This file simply contains an Int32 version header (SegmentInfos.FORMAT_LOCKLESS = -2), followed by the generation recorded as Int64, written twice.
2.9 Segments --> Format, Version, NameCounter, SegCount, <SegName, SegSize, DelGen, DocStoreOffset, [DocStoreSegment, DocStoreIsCompoundFile], HasSingleNormFile, NumField, NormGenNumField, IsCompoundFile, DeletionCount, HasProx, Diagnostics>SegCount, CommitUserData, Checksum
Format, NameCounter, SegCount, SegSize, NumField, DocStoreOffset, DeletionCount --> Int32
Version, DelGen, NormGen, Checksum --> Int64
SegName, DocStoreSegment --> String
Diagnostics --> Map<String,String>
IsCompoundFile, HasSingleNormFile, DocStoreIsCompoundFile, HasProx --> Int8
CommitUserData --> Map<String,String>
Format is -9 (SegmentInfos.FORMAT_DIAGNOSTICS).
Version counts how often the index has been changed by adding or deleting documents.
NameCounter is used to generate names for new segment files.
SegName is the name of the segment, and is used as the file name prefix for all of the files that compose the segment's index.
SegSize is the number of documents contained in the segment index.
DelGen is the generation count of the separate deletes file. If this is -1, there are no separate deletes. If it is 0, this is a pre-2.1 segment and you must check filesystem for the existence of _X.del. Anything above zero means there are separate deletes (_X_N.del).
NumField is the size of the array for NormGen, or -1 if there are no NormGens stored.
NormGen records the generation of the separate norms files. If NumField is -1, there are no normGens stored and they are all assumed to be 0 when the segment file was written pre-2.1 and all assumed to be -1 when the segments file is 2.1 or above. The generation then has the same meaning as delGen (above).
IsCompoundFile records whether the segment is written as a compound file or not. If this is -1, the segment is not a compound file. If it is 1, the segment is a compound file. Else it is 0, which means we check filesystem to see if _X.cfs exists.
If HasSingleNormFile is 1, then the field norms are written as a single joined file (with extension .nrm); if it is 0 then each field's norms are stored as separate .fN files. See "Normalization Factors" below for details.
DocStoreOffset, DocStoreSegment, DocStoreIsCompoundFile: If DocStoreOffset is -1, this segment has its own doc store (stored fields values and term vectors) files and DocStoreSegment and DocStoreIsCompoundFile are not stored. In this case all files for stored field values (*.fdt and *.fdx) and term vectors (*.tvf, *.tvd and *.tvx) will be stored with this segment. Otherwise, DocStoreSegment is the name of the segment that has the shared doc store files; DocStoreIsCompoundFile is 1 if that segment is stored in compound file format (as a .cfx file); and DocStoreOffset is the starting document in the shared doc store files where this segment's documents begin. In this case, this segment does not store its own doc store files but instead shares a single set of these files with other segments.
Checksum contains the CRC32 checksum of all bytes in the segments_N file up until the checksum. This is used to verify integrity of the file on opening the index.
DeletionCount records the number of deleted documents in this segment.
HasProx is 1 if any fields in this segment have omitTf set to false; else, it's 0.
CommitUserData stores an optional user-supplied opaque Map<String,String> that was passed to IndexWriter's commit or prepareCommit, or IndexReader's flush methods.
The Diagnostics Map is privately written by IndexWriter, as a debugging aid, for each segment it creates. It includes metadata like the current Lucene version, OS, Java version, why the segment was created (merge, flush, addIndexes), etc.
Lock File
The write lock, which is stored in the index directory by default, is named "write.lock". If the lock directory is different from the index directory then the write lock will be named "XXXX-write.lock" where XXXX is a unique prefix derived from the full path to the index directory. When this file is present, a writer is currently modifying the index (adding or removing documents). This lock file ensures that only one writer is modifying the index at a time.
Deletable File
A writer dynamically computes the files that are deletable, instead, so no file is written.
Compound Files
Starting with Lucene 1.4 the compound file format became default. This is simply a container for all files described in the next section (except for the .del file).
Compound (.cfs) --> FileCount, <DataOffset, FileName> FileCount , FileData FileCount
FileCount --> VInt
DataOffset --> Long
FileName --> String
FileData --> raw file data
The raw file data is the data from the individual files named above.
Starting with Lucene 2.3, doc store files (stored field values and term vectors) can be shared in a single set of files for more than one segment. When compound file is enabled, these shared files will be added into a single compound file (same format as above) but with the extension .cfx.
Per-Segment Files
The remaining files are all per-segment, and are thus defined by suffix.
Fields
Field Info
Field names are stored in the field info file, with suffix .fnm.
FieldInfos (.fnm) --> FNMVersion,FieldsCount, <FieldName, FieldBits> FieldsCount
FNMVersion, FieldsCount --> VInt
FieldName --> String
FieldBits --> Byte
•The low-order bit is one for indexed fields, and zero for non-indexed fields.
•The second lowest-order bit is one for fields that have term vectors stored, and zero for fields without term vectors.
•If the third lowest-order bit is set (0x04), term positions are stored with the term vectors.
•If the fourth lowest-order bit is set (0x08), term offsets are stored with the term vectors.
•If the fifth lowest-order bit is set (0x10), norms are omitted for the indexed field.
•If the sixth lowest-order bit is set (0x20), payloads are stored for the indexed field.
FNMVersion (added in 2.9) is always -2.
Fields are numbered by their order in this file. Thus field zero is the first field in the file, field one the next, and so on. Note that, like document numbers, field numbers are segment relative.
Stored Fields
Stored fields are represented by two files:
1.The field index, or .fdx file.
This contains, for each document, a pointer to its field data, as follows:
FieldIndex (.fdx) --> <FieldValuesPosition> SegSize
FieldValuesPosition --> Uint64
This is used to find the location within the field data file of the fields of a particular document. Because it contains fixed-length data, this file may be easily randomly accessed. The position of document n 's field data is the Uint64 at n*8 in this file.
2.The field data, or .fdt file.
This contains the stored fields of each document, as follows:
FieldData (.fdt) --> <DocFieldData> SegSize
DocFieldData --> FieldCount, <FieldNum, Bits, Value> FieldCount
FieldCount --> VInt
FieldNum --> VInt
Bits --> Byte
◦low order bit is one for tokenized fields
◦second bit is one for fields containing binary data
◦third bit is one for fields with compression option enabled (if compression is enabled, the algorithm used is ZLIB), only available for indexes until Lucene version 2.9.x
Value --> String | BinaryValue (depending on Bits)
BinaryValue --> ValueSize, <Byte>^ValueSize
ValueSize --> VInt
Term Dictionary
The term dictionary is represented as two files:
1.The term infos, or tis file.
TermInfoFile (.tis)--> TIVersion, TermCount, IndexInterval, SkipInterval, MaxSkipLevels, TermInfos
TIVersion --> UInt32
TermCount --> UInt64
IndexInterval --> UInt32
SkipInterval --> UInt32
MaxSkipLevels --> UInt32
TermInfos --> <TermInfo> TermCount
TermInfo --> <Term, DocFreq, FreqDelta, ProxDelta, SkipDelta>
Term --> <PrefixLength, Suffix, FieldNum>
Suffix --> String
PrefixLength, DocFreq, FreqDelta, ProxDelta, SkipDelta
--> VInt
This file is sorted by Term. Terms are ordered first lexicographically (by UTF16 character code) by the term's field name, and within that lexicographically (by UTF16 character code) by the term's text.
TIVersion names the version of the format of this file and is equal to TermInfosWriter.FORMAT_CURRENT.
Term text prefixes are shared. The PrefixLength is the number of initial characters from the previous term which must be pre-pended to a term's suffix in order to form the term's text. Thus, if the previous term's text was "bone" and the term is "boy", the PrefixLength is two and the suffix is "y".
FieldNumber determines the term's field, whose name is stored in the .fdt file.
DocFreq is the count of documents which contain the term.
FreqDelta determines the position of this term's TermFreqs within the .frq file. In particular, it is the difference between the position of this term's data in that file and the position of the previous term's data (or zero, for the first term in the file).
ProxDelta determines the position of this term's TermPositions within the .prx file. In particular, it is the difference between the position of this term's data in that file and the position of the previous term's data (or zero, for the first term in the file. For fields with omitTf true, this will be 0 since prox information is not stored.
SkipDelta determines the position of this term's SkipData within the .frq file. In particular, it is the number of bytes after TermFreqs that the SkipData starts. In other words, it is the length of the TermFreq data. SkipDelta is only stored if DocFreq is not smaller than SkipInterval.
2.The term info index, or .tii file.
This contains every IndexInterval th entry from the .tis file, along with its location in the "tis" file. This is designed to be read entirely into memory and used to provide random access to the "tis" file.
The structure of this file is very similar to the .tis file, with the addition of one item per record, the IndexDelta.
TermInfoIndex (.tii)--> TIVersion, IndexTermCount, IndexInterval, SkipInterval, MaxSkipLevels, TermIndices
TIVersion --> UInt32
IndexTermCount --> UInt64
IndexInterval --> UInt32
SkipInterval --> UInt32
TermIndices --> <TermInfo, IndexDelta> IndexTermCount
IndexDelta --> VLong
IndexDelta determines the position of this term's TermInfo within the .tis file. In particular, it is the difference between the position of this term's entry in that file and the position of the previous term's entry.
SkipInterval is the fraction of TermDocs stored in skip tables. It is used to accelerate TermDocs.skipTo(int). Larger values result in smaller indexes, greater acceleration, but fewer accelerable cases, while smaller values result in bigger indexes, less acceleration (in case of a small value for MaxSkipLevels) and more accelerable cases.
MaxSkipLevels is the max. number of skip levels stored for each term in the .frq file. A low value results in smaller indexes but less acceleration, a larger value results in slighly larger indexes but greater acceleration. See format of .frq file for more information about skip levels.
Frequencies
The .frq file contains the lists of documents which contain each term, along with the frequency of the term in that document (if omitTf is false).
FreqFile (.frq) --> <TermFreqs, SkipData> TermCount
TermFreqs --> <TermFreq> DocFreq
TermFreq --> DocDelta[, Freq?]
SkipData --> <<SkipLevelLength, SkipLevel> NumSkipLevels-1, SkipLevel> <SkipDatum>
SkipLevel --> <SkipDatum> DocFreq/(SkipInterval^(Level + 1))
SkipDatum --> DocSkip,PayloadLength?,FreqSkip,ProxSkip,SkipChildLevelPointer?
DocDelta,Freq,DocSkip,PayloadLength,FreqSkip,ProxSkip --> VInt
SkipChildLevelPointer --> VLong
TermFreqs are ordered by term (the term is implicit, from the .tis file).
TermFreq entries are ordered by increasing document number.
DocDelta: if omitTf is false, this determines both the document number and the frequency. In particular, DocDelta/2 is the difference between this document number and the previous document number (or zero when this is the first document in a TermFreqs). When DocDelta is odd, the frequency is one. When DocDelta is even, the frequency is read as another VInt. If omitTf is true, DocDelta contains the gap (not multiplied by 2) between document numbers and no frequency information is stored.
For example, the TermFreqs for a term which occurs once in document seven and three times in document eleven, with omitTf false, would be the following sequence of VInts:
15, 8, 3
If omitTf were true it would be this sequence of VInts instead:
7,4
DocSkip records the document number before every SkipInterval th document in TermFreqs. If payloads are disabled for the term's field, then DocSkip represents the difference from the previous value in the sequence. If payloads are enabled for the term's field, then DocSkip/2 represents the difference from the previous value in the sequence. If payloads are enabled and DocSkip is odd, then PayloadLength is stored indicating the length of the last payload before the SkipIntervalth document in TermPositions. FreqSkip and ProxSkip record the position of every SkipInterval th entry in FreqFile and ProxFile, respectively. File positions are relative to the start of TermFreqs and Positions, to the previous SkipDatum in the sequence.
For example, if DocFreq=35 and SkipInterval=16, then there are two SkipData entries, containing the 15 th and 31 st document numbers in TermFreqs. The first FreqSkip names the number of bytes after the beginning of TermFreqs that the 16 th SkipDatum starts, and the second the number of bytes after that that the 32 nd starts. The first ProxSkip names the number of bytes after the beginning of Positions that the 16 th SkipDatum starts, and the second the number of bytes after that that the 32 nd starts.
Each term can have multiple skip levels. The amount of skip levels for a term is NumSkipLevels = Min(MaxSkipLevels, floor(log(DocFreq/log(SkipInterval)))). The number of SkipData entries for a skip level is DocFreq/(SkipInterval^(Level + 1)), whereas the lowest skip level is Level=0.
Example: SkipInterval = 4, MaxSkipLevels = 2, DocFreq = 35. Then skip level 0 has 8 SkipData entries, containing the 3rd, 7th, 11th, 15th, 19th, 23rd, 27th, and 31st document numbers in TermFreqs. Skip level 1 has 2 SkipData entries, containing the 15th and 31st document numbers in TermFreqs.
The SkipData entries on all upper levels > 0 contain a SkipChildLevelPointer referencing the corresponding SkipData entry in level-1. In the example has entry 15 on level 1 a pointer to entry 15 on level 0 and entry 31 on level 1 a pointer to entry 31 on level 0.
Positions
The .prx file contains the lists of positions that each term occurs at within documents. Note that fields with omitTf true do not store anything into this file, and if all fields in the index have omitTf true then the .prx file will not exist.
ProxFile (.prx) --> <TermPositions> TermCount
TermPositions --> <Positions> DocFreq
Positions --> <PositionDelta,Payload?> Freq
Payload --> <PayloadLength?,PayloadData>
PositionDelta --> VInt
PayloadLength --> VInt
PayloadData --> bytePayloadLength
TermPositions are ordered by term (the term is implicit, from the .tis file).
Positions entries are ordered by increasing document number (the document number is implicit from the .frq file).
PositionDelta is, if payloads are disabled for the term's field, the difference between the position of the current occurrence in the document and the previous occurrence (or zero, if this is the first occurrence in this document). If payloads are enabled for the term's field, then PositionDelta/2 is the difference between the current and the previous position. If payloads are enabled and PositionDelta is odd, then PayloadLength is stored, indicating the length of the payload at the current term position.
For example, the TermPositions for a term which occurs as the fourth term in one document, and as the fifth and ninth term in a subsequent document, would be the following sequence of VInts (payloads disabled):
4, 5, 4
PayloadData is metadata associated with the current term position. If PayloadLength is stored at the current position, then it indicates the length of this Payload. If PayloadLength is not stored, then this Payload has the same length as the Payload at the previous position.
Normalization Factors
There's a single .nrm file containing all norms:
AllNorms (.nrm) --> NormsHeader,<Norms> NumFieldsWithNorms
Norms --> <Byte> SegSize
NormsHeader --> 'N','R','M',Version
Version --> Byte
NormsHeader has 4 bytes, last of which is the format version for this file, currently -1.
Each byte encodes a floating point value. Bits 0-2 contain the 3-bit mantissa, and bits 3-8 contain the 5-bit exponent.
These are converted to an IEEE single float value as follows:
1.If the byte is zero, use a zero float.
2.Otherwise, set the sign bit of the float to zero;
3.add 48 to the exponent and use this as the float's exponent;
4.map the mantissa to the high-order 3 bits of the float's mantissa; and
5.set the low-order 21 bits of the float's mantissa to zero.
A separate norm file is created when the norm values of an existing segment are modified. When field N is modified, a separate norm file .sN is created, to maintain the norm values for that field.
Separate norm files are created (when adequate) for both compound and non compound segments.
Term Vectors
Term Vector support is an optional on a field by field basis. It consists of 3 files.
1.The Document Index or .tvx file.
For each document, this stores the offset into the document data (.tvd) and field data (.tvf) files.
DocumentIndex (.tvx) --> TVXVersion<DocumentPosition,FieldPosition> NumDocs
TVXVersion --> Int (TermVectorsReader.CURRENT)
DocumentPosition --> UInt64 (offset in the .tvd file)
FieldPosition --> UInt64 (offset in the .tvf file)
2.The Document or .tvd file.
This contains, for each document, the number of fields, a list of the fields with term vector info and finally a list of pointers to the field information in the .tvf (Term Vector Fields) file.
Document (.tvd) --> TVDVersion<NumFields, FieldNums, FieldPositions> NumDocs
TVDVersion --> Int (TermVectorsReader.FORMAT_CURRENT)
NumFields --> VInt
FieldNums --> <FieldNumDelta> NumFields
FieldNumDelta --> VInt
FieldPositions --> <FieldPositionDelta> NumFields-1
FieldPositionDelta --> VLong
The .tvd file is used to map out the fields that have term vectors stored and where the field information is in the .tvf file.
3.The Field or .tvf file.
This file contains, for each field that has a term vector stored, a list of the terms, their frequencies and, optionally, position and offest information.
Field (.tvf) --> TVFVersion<NumTerms, Position/Offset, TermFreqs> NumFields
TVFVersion --> Int (TermVectorsReader.FORMAT_CURRENT)
NumTerms --> VInt
Position/Offset --> Byte
TermFreqs --> <TermText, TermFreq, Positions?, Offsets?> NumTerms
TermText --> <PrefixLength, Suffix>
PrefixLength --> VInt
Suffix --> String
TermFreq --> VInt
Positions --> <VInt>TermFreq
Offsets --> <VInt, VInt>TermFreq
Notes:
◦Position/Offset byte stores whether this term vector has position or offset information stored.
◦Term text prefixes are shared. The PrefixLength is the number of initial characters from the previous term which must be pre-pended to a term's suffix in order to form the term's text. Thus, if the previous term's text was "bone" and the term is "boy", the PrefixLength is two and the suffix is "y".
◦Positions are stored as delta encoded VInts. This means we only store the difference of the current position from the last position
◦Offsets are stored as delta encoded VInts. The first VInt is the startOffset, the second is the endOffset.
Deleted Documents
The .del file is optional, and only exists when a segment contains deletions.
Although per-segment, this file is maintained exterior to compound segment files.
Deletions (.del) --> [Format],ByteCount,BitCount, Bits | DGaps (depending on Format)
Format,ByteSize,BitCount --> Uint32
Bits --> <Byte> ByteCount
DGaps --> <DGap,NonzeroByte> NonzeroBytesCount
DGap --> VInt
NonzeroByte --> Byte
Format is Optional. -1 indicates DGaps. Non-negative value indicates Bits, and that Format is excluded.
ByteCount indicates the number of bytes in Bits. It is typically (SegSize/8)+1.
BitCount indicates the number of bits that are currently set in Bits.
Bits contains one bit for each document indexed. When the bit corresponding to a document number is set, that document is marked as deleted. Bit ordering is from least to most significant. Thus, if Bits contains two bytes, 0x00 and 0x02, then document 9 is marked as deleted.
DGaps represents sparse bit-vectors more efficiently than Bits. It is made of DGaps on indexes of nonzero bytes in Bits, and the nonzero bytes themselves. The number of nonzero bytes in Bits (NonzeroBytesCount) is not stored.
For example, if there are 8000 bits and only bits 10,12,32 are set, DGaps would be used:
(VInt) 1 , (byte) 20 , (VInt) 3 , (Byte) 1
Limitations
When referring to term numbers, Lucene's current implementation uses a Java int, which means the maximum number of unique terms in any single index segment is 2,147,483,648. This is technically not a limitation of the index file format, just of Lucene's current implementation.
Similarly, Lucene uses a Java int to refer to document numbers, and the index file format uses an Int32 on-disk to store document numbers. This is a limitation of both the index file format and the current implementation. Eventually these should be replaced with either UInt64 values, or better yet, VInt values which have no limit.
Index File Formats
Definitions
Inverted Indexing
Types of Fields
Segments
Document Numbers
Overview
File Naming
Summary of File Extensions
Primitive Types
Byte
UInt32
Uint64
VInt
Chars
String
Compound Types
Map<String,String>
Per-Index Files
Segments File
Lock File
Deletable File
Compound Files
Per-Segment Files
Fields
Term Dictionary
Frequencies
Positions
Normalization Factors
Term Vectors
Deleted Documents
Limitations
Index File Formats
This document defines the index file formats used in Lucene version 3.0. If you are using a different version of Lucene, please consult the copy of docs/fileformats.html that was distributed with the version you are using.
Apache Lucene is written in Java, but several efforts are underway to write versions of Lucene in other programming languages. If these versions are to remain compatible with Apache Lucene, then a language-independent definition of the Lucene index format is required. This document thus attempts to provide a complete and independent definition of the Apache Lucene 3.0 file formats.
As Lucene evolves, this document should evolve. Versions of Lucene in different programming languages should endeavor to agree on file formats, and generate new versions of this document.
Compatibility notes are provided in this document, describing how file formats have changed from prior versions.
In version 2.1, the file format was changed to allow lock-less commits (ie, no more commit lock). The change is fully backwards compatible: you can open a pre-2.1 index for searching or adding/deleting of docs. When the new segments file is saved (committed), it will be written in the new file format (meaning no specific "upgrade" process is needed). But note that once a commit has occurred, pre-2.1 Lucene will not be able to read the index.
In version 2.3, the file format was changed to allow segments to share a single set of doc store (vectors & stored fields) files. This allows for faster indexing in certain cases. The change is fully backwards compatible (in the same way as the lock-less commits change in 2.1).
Definitions
The fundamental concepts in Lucene are index, document, field and term.
An index contains a sequence of documents.
•A document is a sequence of fields.
•A field is a named sequence of terms.
•A term is a string.
The same string in two different fields is considered a different term. Thus terms are represented as a pair of strings, the first naming the field, and the second naming text within the field.
Inverted Indexing
The index stores statistics about terms in order to make term-based search more efficient. Lucene's index falls into the family of indexes known as an inverted index. This is because it can list, for a term, the documents that contain it. This is the inverse of the natural relationship, in which documents list terms.
Types of Fields
In Lucene, fields may be stored, in which case their text is stored in the index literally, in a non-inverted manner. Fields that are inverted are called indexed. A field may be both stored and indexed.
The text of a field may be tokenized into terms to be indexed, or the text of a field may be used literally as a term to be indexed. Most fields are tokenized, but sometimes it is useful for certain identifier fields to be indexed literally.
See the Field java docs for more information on Fields.
Segments
Lucene indexes may be composed of multiple sub-indexes, or segments. Each segment is a fully independent index, which could be searched separately. Indexes evolve by:
1.Creating new segments for newly added documents.
2.Merging existing segments.
Searches may involve multiple segments and/or multiple indexes, each index potentially composed of a set of segments.
Document Numbers
Internally, Lucene refers to documents by an integer document number. The first document added to an index is numbered zero, and each subsequent document added gets a number one greater than the previous.
Note that a document's number may change, so caution should be taken when storing these numbers outside of Lucene. In particular, numbers may change in the following situations:
•The numbers stored in each segment are unique only within the segment, and must be converted before they can be used in a larger context. The standard technique is to allocate each segment a range of values, based on the range of numbers used in that segment. To convert a document number from a segment to an external value, the segment's base document number is added. To convert an external value back to a segment-specific value, the segment is identified by the range that the external value is in, and the segment's base value is subtracted. For example two five document segments might be combined, so that the first segment has a base value of zero, and the second of five. Document three from the second segment would have an external value of eight.
•When documents are deleted, gaps are created in the numbering. These are eventually removed as the index evolves through merging. Deleted documents are dropped when segments are merged. A freshly-merged segment thus has no gaps in its numbering.
Overview
Each segment index maintains the following:
•Field names. This contains the set of field names used in the index.
•Stored Field values. This contains, for each document, a list of attribute-value pairs, where the attributes are field names. These are used to store auxiliary information about the document, such as its title, url, or an identifier to access a database. The set of stored fields are what is returned for each hit when searching. This is keyed by document number.
•Term dictionary. A dictionary containing all of the terms used in all of the indexed fields of all of the documents. The dictionary also contains the number of documents which contain the term, and pointers to the term's frequency and proximity data.
•Term Frequency data. For each term in the dictionary, the numbers of all the documents that contain that term, and the frequency of the term in that document if omitTf is false.
•Term Proximity data. For each term in the dictionary, the positions that the term occurs in each document. Note that this will not exist if all fields in all documents set omitTf to true.
•Normalization factors. For each field in each document, a value is stored that is multiplied into the score for hits on that field.
•Term Vectors. For each field in each document, the term vector (sometimes called document vector) may be stored. A term vector consists of term text and term frequency. To add Term Vectors to your index see the Field constructors
•Deleted documents. An optional file indicating which documents are deleted.
Details on each of these are provided in subsequent sections.
File Naming
All files belonging to a segment have the same name with varying extensions. The extensions correspond to the different file formats described below. When using the Compound File format (default in 1.4 and greater) these files are collapsed into a single .cfs file (see below for details)
Typically, all segments in an index are stored in a single directory, although this is not required.
As of version 2.1 (lock-less commits), file names are never re-used (there is one exception, "segments.gen", see below). That is, when any file is saved to the Directory it is given a never before used filename. This is achieved using a simple generations approach. For example, the first segments file is segments_1, then segments_2, etc. The generation is a sequential long integer represented in alpha-numeric (base 36) form.
Summary of File Extensions
The following table summarizes the names and extensions of the files in Lucene:
Name Extension Brief Description
Segments File segments.gen, segments_N Stores information about segments
Lock File write.lock The Write lock prevents multiple IndexWriters from writing to the same file.
Compound File .cfs An optional "virtual" file consisting of all the other index files for systems that frequently run out of file handles.
Fields .fnm Stores information about the fields
Field Index .fdx Contains pointers to field data
Field Data .fdt The stored fields for documents
Term Infos .tis Part of the term dictionary, stores term info
Term Info Index .tii The index into the Term Infos file
Frequencies .frq Contains the list of docs which contain each term along with frequency
Positions .prx Stores position information about where a term occurs in the index
Norms .nrm Encodes length and boost factors for docs and fields
Term Vector Index .tvx Stores offset into the document data file
Term Vector Documents .tvd Contains information about each document that has term vectors
Term Vector Fields .tvf The field level info about term vectors
Deleted Documents .del Info about what files are deleted
Primitive Types
Byte
The most primitive type is an eight-bit byte. Files are accessed as sequences of bytes. All other data types are defined as sequences of bytes, so file formats are byte-order independent.
UInt32
32-bit unsigned integers are written as four bytes, high-order bytes first.
UInt32 --> <Byte>4
Uint64
64-bit unsigned integers are written as eight bytes, high-order bytes first.
UInt64 --> <Byte>8
VInt
A variable-length format for positive integers is defined where the high-order bit of each byte indicates whether more bytes remain to be read. The low-order seven bits are appended as increasingly more significant bits in the resulting integer value. Thus values from zero to 127 may be stored in a single byte, values from 128 to 16,383 may be stored in two bytes, and so on.
VInt Encoding Example
Value
First byte
Second byte
Third byte
0
00000000
1
00000001
2
00000010
...
127
01111111
128
10000000
00000001
129
10000001
00000001
130
10000010
00000001
...
16,383
11111111
01111111
16,384
10000000
10000000
00000001
16,385
10000001
10000000
00000001
...
This provides compression while still being efficient to decode.
Chars
Lucene writes unicode character sequences as UTF-8 encoded bytes.
String
Lucene writes strings as UTF-8 encoded bytes. First the length, in bytes, is written as a VInt, followed by the bytes.
String --> VInt, Chars
Compound Types
Map<String,String>
In a couple places Lucene stores a Map String->String.
Map<String,String> --> Count<String,String>Count
Per-Index Files
The files in this section exist one-per-index.
Segments File
The active segments in the index are stored in the segment info file, segments_N. There may be one or more segments_N files in the index; however, the one with the largest generation is the active one (when older segments_N files are present it's because they temporarily cannot be deleted, or, a writer is in the process of committing, or a custom IndexDeletionPolicy is in use). This file lists each segment by name, has details about the separate norms and deletion files, and also contains the size of each segment.
As of 2.1, there is also a file segments.gen. This file contains the current generation (the _N in segments_N) of the index. This is used only as a fallback in case the current generation cannot be accurately determined by directory listing alone (as is the case for some NFS clients with time-based directory cache expiraation). This file simply contains an Int32 version header (SegmentInfos.FORMAT_LOCKLESS = -2), followed by the generation recorded as Int64, written twice.
2.9 Segments --> Format, Version, NameCounter, SegCount, <SegName, SegSize, DelGen, DocStoreOffset, [DocStoreSegment, DocStoreIsCompoundFile], HasSingleNormFile, NumField, NormGenNumField, IsCompoundFile, DeletionCount, HasProx, Diagnostics>SegCount, CommitUserData, Checksum
Format, NameCounter, SegCount, SegSize, NumField, DocStoreOffset, DeletionCount --> Int32
Version, DelGen, NormGen, Checksum --> Int64
SegName, DocStoreSegment --> String
Diagnostics --> Map<String,String>
IsCompoundFile, HasSingleNormFile, DocStoreIsCompoundFile, HasProx --> Int8
CommitUserData --> Map<String,String>
Format is -9 (SegmentInfos.FORMAT_DIAGNOSTICS).
Version counts how often the index has been changed by adding or deleting documents.
NameCounter is used to generate names for new segment files.
SegName is the name of the segment, and is used as the file name prefix for all of the files that compose the segment's index.
SegSize is the number of documents contained in the segment index.
DelGen is the generation count of the separate deletes file. If this is -1, there are no separate deletes. If it is 0, this is a pre-2.1 segment and you must check filesystem for the existence of _X.del. Anything above zero means there are separate deletes (_X_N.del).
NumField is the size of the array for NormGen, or -1 if there are no NormGens stored.
NormGen records the generation of the separate norms files. If NumField is -1, there are no normGens stored and they are all assumed to be 0 when the segment file was written pre-2.1 and all assumed to be -1 when the segments file is 2.1 or above. The generation then has the same meaning as delGen (above).
IsCompoundFile records whether the segment is written as a compound file or not. If this is -1, the segment is not a compound file. If it is 1, the segment is a compound file. Else it is 0, which means we check filesystem to see if _X.cfs exists.
If HasSingleNormFile is 1, then the field norms are written as a single joined file (with extension .nrm); if it is 0 then each field's norms are stored as separate .fN files. See "Normalization Factors" below for details.
DocStoreOffset, DocStoreSegment, DocStoreIsCompoundFile: If DocStoreOffset is -1, this segment has its own doc store (stored fields values and term vectors) files and DocStoreSegment and DocStoreIsCompoundFile are not stored. In this case all files for stored field values (*.fdt and *.fdx) and term vectors (*.tvf, *.tvd and *.tvx) will be stored with this segment. Otherwise, DocStoreSegment is the name of the segment that has the shared doc store files; DocStoreIsCompoundFile is 1 if that segment is stored in compound file format (as a .cfx file); and DocStoreOffset is the starting document in the shared doc store files where this segment's documents begin. In this case, this segment does not store its own doc store files but instead shares a single set of these files with other segments.
Checksum contains the CRC32 checksum of all bytes in the segments_N file up until the checksum. This is used to verify integrity of the file on opening the index.
DeletionCount records the number of deleted documents in this segment.
HasProx is 1 if any fields in this segment have omitTf set to false; else, it's 0.
CommitUserData stores an optional user-supplied opaque Map<String,String> that was passed to IndexWriter's commit or prepareCommit, or IndexReader's flush methods.
The Diagnostics Map is privately written by IndexWriter, as a debugging aid, for each segment it creates. It includes metadata like the current Lucene version, OS, Java version, why the segment was created (merge, flush, addIndexes), etc.
Lock File
The write lock, which is stored in the index directory by default, is named "write.lock". If the lock directory is different from the index directory then the write lock will be named "XXXX-write.lock" where XXXX is a unique prefix derived from the full path to the index directory. When this file is present, a writer is currently modifying the index (adding or removing documents). This lock file ensures that only one writer is modifying the index at a time.
Deletable File
A writer dynamically computes the files that are deletable, instead, so no file is written.
Compound Files
Starting with Lucene 1.4 the compound file format became default. This is simply a container for all files described in the next section (except for the .del file).
Compound (.cfs) --> FileCount, <DataOffset, FileName> FileCount , FileData FileCount
FileCount --> VInt
DataOffset --> Long
FileName --> String
FileData --> raw file data
The raw file data is the data from the individual files named above.
Starting with Lucene 2.3, doc store files (stored field values and term vectors) can be shared in a single set of files for more than one segment. When compound file is enabled, these shared files will be added into a single compound file (same format as above) but with the extension .cfx.
Per-Segment Files
The remaining files are all per-segment, and are thus defined by suffix.
Fields
Field Info
Field names are stored in the field info file, with suffix .fnm.
FieldInfos (.fnm) --> FNMVersion,FieldsCount, <FieldName, FieldBits> FieldsCount
FNMVersion, FieldsCount --> VInt
FieldName --> String
FieldBits --> Byte
•The low-order bit is one for indexed fields, and zero for non-indexed fields.
•The second lowest-order bit is one for fields that have term vectors stored, and zero for fields without term vectors.
•If the third lowest-order bit is set (0x04), term positions are stored with the term vectors.
•If the fourth lowest-order bit is set (0x08), term offsets are stored with the term vectors.
•If the fifth lowest-order bit is set (0x10), norms are omitted for the indexed field.
•If the sixth lowest-order bit is set (0x20), payloads are stored for the indexed field.
FNMVersion (added in 2.9) is always -2.
Fields are numbered by their order in this file. Thus field zero is the first field in the file, field one the next, and so on. Note that, like document numbers, field numbers are segment relative.
Stored Fields
Stored fields are represented by two files:
1.The field index, or .fdx file.
This contains, for each document, a pointer to its field data, as follows:
FieldIndex (.fdx) --> <FieldValuesPosition> SegSize
FieldValuesPosition --> Uint64
This is used to find the location within the field data file of the fields of a particular document. Because it contains fixed-length data, this file may be easily randomly accessed. The position of document n 's field data is the Uint64 at n*8 in this file.
2.The field data, or .fdt file.
This contains the stored fields of each document, as follows:
FieldData (.fdt) --> <DocFieldData> SegSize
DocFieldData --> FieldCount, <FieldNum, Bits, Value> FieldCount
FieldCount --> VInt
FieldNum --> VInt
Bits --> Byte
◦low order bit is one for tokenized fields
◦second bit is one for fields containing binary data
◦third bit is one for fields with compression option enabled (if compression is enabled, the algorithm used is ZLIB), only available for indexes until Lucene version 2.9.x
Value --> String | BinaryValue (depending on Bits)
BinaryValue --> ValueSize, <Byte>^ValueSize
ValueSize --> VInt
Term Dictionary
The term dictionary is represented as two files:
1.The term infos, or tis file.
TermInfoFile (.tis)--> TIVersion, TermCount, IndexInterval, SkipInterval, MaxSkipLevels, TermInfos
TIVersion --> UInt32
TermCount --> UInt64
IndexInterval --> UInt32
SkipInterval --> UInt32
MaxSkipLevels --> UInt32
TermInfos --> <TermInfo> TermCount
TermInfo --> <Term, DocFreq, FreqDelta, ProxDelta, SkipDelta>
Term --> <PrefixLength, Suffix, FieldNum>
Suffix --> String
PrefixLength, DocFreq, FreqDelta, ProxDelta, SkipDelta
--> VInt
This file is sorted by Term. Terms are ordered first lexicographically (by UTF16 character code) by the term's field name, and within that lexicographically (by UTF16 character code) by the term's text.
TIVersion names the version of the format of this file and is equal to TermInfosWriter.FORMAT_CURRENT.
Term text prefixes are shared. The PrefixLength is the number of initial characters from the previous term which must be pre-pended to a term's suffix in order to form the term's text. Thus, if the previous term's text was "bone" and the term is "boy", the PrefixLength is two and the suffix is "y".
FieldNumber determines the term's field, whose name is stored in the .fdt file.
DocFreq is the count of documents which contain the term.
FreqDelta determines the position of this term's TermFreqs within the .frq file. In particular, it is the difference between the position of this term's data in that file and the position of the previous term's data (or zero, for the first term in the file).
ProxDelta determines the position of this term's TermPositions within the .prx file. In particular, it is the difference between the position of this term's data in that file and the position of the previous term's data (or zero, for the first term in the file. For fields with omitTf true, this will be 0 since prox information is not stored.
SkipDelta determines the position of this term's SkipData within the .frq file. In particular, it is the number of bytes after TermFreqs that the SkipData starts. In other words, it is the length of the TermFreq data. SkipDelta is only stored if DocFreq is not smaller than SkipInterval.
2.The term info index, or .tii file.
This contains every IndexInterval th entry from the .tis file, along with its location in the "tis" file. This is designed to be read entirely into memory and used to provide random access to the "tis" file.
The structure of this file is very similar to the .tis file, with the addition of one item per record, the IndexDelta.
TermInfoIndex (.tii)--> TIVersion, IndexTermCount, IndexInterval, SkipInterval, MaxSkipLevels, TermIndices
TIVersion --> UInt32
IndexTermCount --> UInt64
IndexInterval --> UInt32
SkipInterval --> UInt32
TermIndices --> <TermInfo, IndexDelta> IndexTermCount
IndexDelta --> VLong
IndexDelta determines the position of this term's TermInfo within the .tis file. In particular, it is the difference between the position of this term's entry in that file and the position of the previous term's entry.
SkipInterval is the fraction of TermDocs stored in skip tables. It is used to accelerate TermDocs.skipTo(int). Larger values result in smaller indexes, greater acceleration, but fewer accelerable cases, while smaller values result in bigger indexes, less acceleration (in case of a small value for MaxSkipLevels) and more accelerable cases.
MaxSkipLevels is the max. number of skip levels stored for each term in the .frq file. A low value results in smaller indexes but less acceleration, a larger value results in slighly larger indexes but greater acceleration. See format of .frq file for more information about skip levels.
Frequencies
The .frq file contains the lists of documents which contain each term, along with the frequency of the term in that document (if omitTf is false).
FreqFile (.frq) --> <TermFreqs, SkipData> TermCount
TermFreqs --> <TermFreq> DocFreq
TermFreq --> DocDelta[, Freq?]
SkipData --> <<SkipLevelLength, SkipLevel> NumSkipLevels-1, SkipLevel> <SkipDatum>
SkipLevel --> <SkipDatum> DocFreq/(SkipInterval^(Level + 1))
SkipDatum --> DocSkip,PayloadLength?,FreqSkip,ProxSkip,SkipChildLevelPointer?
DocDelta,Freq,DocSkip,PayloadLength,FreqSkip,ProxSkip --> VInt
SkipChildLevelPointer --> VLong
TermFreqs are ordered by term (the term is implicit, from the .tis file).
TermFreq entries are ordered by increasing document number.
DocDelta: if omitTf is false, this determines both the document number and the frequency. In particular, DocDelta/2 is the difference between this document number and the previous document number (or zero when this is the first document in a TermFreqs). When DocDelta is odd, the frequency is one. When DocDelta is even, the frequency is read as another VInt. If omitTf is true, DocDelta contains the gap (not multiplied by 2) between document numbers and no frequency information is stored.
For example, the TermFreqs for a term which occurs once in document seven and three times in document eleven, with omitTf false, would be the following sequence of VInts:
15, 8, 3
If omitTf were true it would be this sequence of VInts instead:
7,4
DocSkip records the document number before every SkipInterval th document in TermFreqs. If payloads are disabled for the term's field, then DocSkip represents the difference from the previous value in the sequence. If payloads are enabled for the term's field, then DocSkip/2 represents the difference from the previous value in the sequence. If payloads are enabled and DocSkip is odd, then PayloadLength is stored indicating the length of the last payload before the SkipIntervalth document in TermPositions. FreqSkip and ProxSkip record the position of every SkipInterval th entry in FreqFile and ProxFile, respectively. File positions are relative to the start of TermFreqs and Positions, to the previous SkipDatum in the sequence.
For example, if DocFreq=35 and SkipInterval=16, then there are two SkipData entries, containing the 15 th and 31 st document numbers in TermFreqs. The first FreqSkip names the number of bytes after the beginning of TermFreqs that the 16 th SkipDatum starts, and the second the number of bytes after that that the 32 nd starts. The first ProxSkip names the number of bytes after the beginning of Positions that the 16 th SkipDatum starts, and the second the number of bytes after that that the 32 nd starts.
Each term can have multiple skip levels. The amount of skip levels for a term is NumSkipLevels = Min(MaxSkipLevels, floor(log(DocFreq/log(SkipInterval)))). The number of SkipData entries for a skip level is DocFreq/(SkipInterval^(Level + 1)), whereas the lowest skip level is Level=0.
Example: SkipInterval = 4, MaxSkipLevels = 2, DocFreq = 35. Then skip level 0 has 8 SkipData entries, containing the 3rd, 7th, 11th, 15th, 19th, 23rd, 27th, and 31st document numbers in TermFreqs. Skip level 1 has 2 SkipData entries, containing the 15th and 31st document numbers in TermFreqs.
The SkipData entries on all upper levels > 0 contain a SkipChildLevelPointer referencing the corresponding SkipData entry in level-1. In the example has entry 15 on level 1 a pointer to entry 15 on level 0 and entry 31 on level 1 a pointer to entry 31 on level 0.
Positions
The .prx file contains the lists of positions that each term occurs at within documents. Note that fields with omitTf true do not store anything into this file, and if all fields in the index have omitTf true then the .prx file will not exist.
ProxFile (.prx) --> <TermPositions> TermCount
TermPositions --> <Positions> DocFreq
Positions --> <PositionDelta,Payload?> Freq
Payload --> <PayloadLength?,PayloadData>
PositionDelta --> VInt
PayloadLength --> VInt
PayloadData --> bytePayloadLength
TermPositions are ordered by term (the term is implicit, from the .tis file).
Positions entries are ordered by increasing document number (the document number is implicit from the .frq file).
PositionDelta is, if payloads are disabled for the term's field, the difference between the position of the current occurrence in the document and the previous occurrence (or zero, if this is the first occurrence in this document). If payloads are enabled for the term's field, then PositionDelta/2 is the difference between the current and the previous position. If payloads are enabled and PositionDelta is odd, then PayloadLength is stored, indicating the length of the payload at the current term position.
For example, the TermPositions for a term which occurs as the fourth term in one document, and as the fifth and ninth term in a subsequent document, would be the following sequence of VInts (payloads disabled):
4, 5, 4
PayloadData is metadata associated with the current term position. If PayloadLength is stored at the current position, then it indicates the length of this Payload. If PayloadLength is not stored, then this Payload has the same length as the Payload at the previous position.
Normalization Factors
There's a single .nrm file containing all norms:
AllNorms (.nrm) --> NormsHeader,<Norms> NumFieldsWithNorms
Norms --> <Byte> SegSize
NormsHeader --> 'N','R','M',Version
Version --> Byte
NormsHeader has 4 bytes, last of which is the format version for this file, currently -1.
Each byte encodes a floating point value. Bits 0-2 contain the 3-bit mantissa, and bits 3-8 contain the 5-bit exponent.
These are converted to an IEEE single float value as follows:
1.If the byte is zero, use a zero float.
2.Otherwise, set the sign bit of the float to zero;
3.add 48 to the exponent and use this as the float's exponent;
4.map the mantissa to the high-order 3 bits of the float's mantissa; and
5.set the low-order 21 bits of the float's mantissa to zero.
A separate norm file is created when the norm values of an existing segment are modified. When field N is modified, a separate norm file .sN is created, to maintain the norm values for that field.
Separate norm files are created (when adequate) for both compound and non compound segments.
Term Vectors
Term Vector support is an optional on a field by field basis. It consists of 3 files.
1.The Document Index or .tvx file.
For each document, this stores the offset into the document data (.tvd) and field data (.tvf) files.
DocumentIndex (.tvx) --> TVXVersion<DocumentPosition,FieldPosition> NumDocs
TVXVersion --> Int (TermVectorsReader.CURRENT)
DocumentPosition --> UInt64 (offset in the .tvd file)
FieldPosition --> UInt64 (offset in the .tvf file)
2.The Document or .tvd file.
This contains, for each document, the number of fields, a list of the fields with term vector info and finally a list of pointers to the field information in the .tvf (Term Vector Fields) file.
Document (.tvd) --> TVDVersion<NumFields, FieldNums, FieldPositions> NumDocs
TVDVersion --> Int (TermVectorsReader.FORMAT_CURRENT)
NumFields --> VInt
FieldNums --> <FieldNumDelta> NumFields
FieldNumDelta --> VInt
FieldPositions --> <FieldPositionDelta> NumFields-1
FieldPositionDelta --> VLong
The .tvd file is used to map out the fields that have term vectors stored and where the field information is in the .tvf file.
3.The Field or .tvf file.
This file contains, for each field that has a term vector stored, a list of the terms, their frequencies and, optionally, position and offest information.
Field (.tvf) --> TVFVersion<NumTerms, Position/Offset, TermFreqs> NumFields
TVFVersion --> Int (TermVectorsReader.FORMAT_CURRENT)
NumTerms --> VInt
Position/Offset --> Byte
TermFreqs --> <TermText, TermFreq, Positions?, Offsets?> NumTerms
TermText --> <PrefixLength, Suffix>
PrefixLength --> VInt
Suffix --> String
TermFreq --> VInt
Positions --> <VInt>TermFreq
Offsets --> <VInt, VInt>TermFreq
Notes:
◦Position/Offset byte stores whether this term vector has position or offset information stored.
◦Term text prefixes are shared. The PrefixLength is the number of initial characters from the previous term which must be pre-pended to a term's suffix in order to form the term's text. Thus, if the previous term's text was "bone" and the term is "boy", the PrefixLength is two and the suffix is "y".
◦Positions are stored as delta encoded VInts. This means we only store the difference of the current position from the last position
◦Offsets are stored as delta encoded VInts. The first VInt is the startOffset, the second is the endOffset.
Deleted Documents
The .del file is optional, and only exists when a segment contains deletions.
Although per-segment, this file is maintained exterior to compound segment files.
Deletions (.del) --> [Format],ByteCount,BitCount, Bits | DGaps (depending on Format)
Format,ByteSize,BitCount --> Uint32
Bits --> <Byte> ByteCount
DGaps --> <DGap,NonzeroByte> NonzeroBytesCount
DGap --> VInt
NonzeroByte --> Byte
Format is Optional. -1 indicates DGaps. Non-negative value indicates Bits, and that Format is excluded.
ByteCount indicates the number of bytes in Bits. It is typically (SegSize/8)+1.
BitCount indicates the number of bits that are currently set in Bits.
Bits contains one bit for each document indexed. When the bit corresponding to a document number is set, that document is marked as deleted. Bit ordering is from least to most significant. Thus, if Bits contains two bytes, 0x00 and 0x02, then document 9 is marked as deleted.
DGaps represents sparse bit-vectors more efficiently than Bits. It is made of DGaps on indexes of nonzero bytes in Bits, and the nonzero bytes themselves. The number of nonzero bytes in Bits (NonzeroBytesCount) is not stored.
For example, if there are 8000 bits and only bits 10,12,32 are set, DGaps would be used:
(VInt) 1 , (byte) 20 , (VInt) 3 , (Byte) 1
Limitations
When referring to term numbers, Lucene's current implementation uses a Java int, which means the maximum number of unique terms in any single index segment is 2,147,483,648. This is technically not a limitation of the index file format, just of Lucene's current implementation.
Similarly, Lucene uses a Java int to refer to document numbers, and the index file format uses an Int32 on-disk to store document numbers. This is a limitation of both the index file format and the current implementation. Eventually these should be replaced with either UInt64 values, or better yet, VInt values which have no limit.
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