JDK容器类Map源码解读

本文详细解读了JDK7和JDK8中HashMap和ConcurrentHashMap的源码,包括主要字段、构造器以及put和get方法。HashMap基于数组+链表(JDK8引入红黑树)实现,而ConcurrentHashMap在JDK7中使用Segment分段锁,JDK8则采用CAS+synchronized实现更细粒度的并发控制。
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java.util.Map接口是JDK1.2开始提供的一个基于键值对的散列表接口,其设计的初衷是为了替换JDK1.0中的java.util.Dictionary抽象类。Dictionary是JDK最初的键值对类,它不可以存储null作为key和value,目前这个类早已不被使用了。目前都是在使用Map接口,它是可以存储null值作为key和value,但Map的key是不可以重复的。其常用的实现类主要有HashMap,TreeMap,ConcurrentHashMap等

HashMap源码解读

目前JDK已经发布到JDK12,主流的JDK版本是JDK8, 但是如果阅读HashMap的源码建议先看JDK7的源码。JDK7和JDK8的源码中HashMap的实现原理大体相同,只不过是在JDK8中做了部分优化。但是JDK8的源码可读性非常差。

HashMap 是一个存储键值对(key-value)映射的散列表,继承于AbstractMap,实现了Map、Cloneable、java.io.Serializable接口,HashMap是线程不安全的,它存储的映射也是无序的。

HashMap的底层主要是基于数组和链表来实现的(JDK8之后又引入了红黑树),数据存储时会通过对key进行哈希操作取到哈希值,然后将哈希值对数组长度取模,得到的值就是该键值对在数组中的索引index值,如果数组该位置没有值则直接将该键值对放在该位置,如果该位置已经有值则将其插入相应链表的位置,JDK8开始为优化链表长度过长导致的性能问题从而引入了红黑树,当链表的长度大于8时会自动将链表转成红黑树。

JDK7中HashMap的源码解读

JDK7中HashMap采用Entry数组来存储键值对,每一个键值对组成了一个Entry实体,Entry类实际上是一个单向的链表结构,它具有Next指针,可以连接下一个Entry实体组成链表。

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JDK7中HashMap源码中的主要字段
// 数组默认的大小
// 1 << 4,表示1,左移4位,变成10000,即16,以二进制形式运行,效率更高
static final int DEFAULT_INITIAL_CAPACITY = 1 << 4;

// 数组最大值
static final int MAXIMUM_CAPACITY = 1 << 30; 

// 默认的负载因子
static final float DEFAULT_LOAD_FACTOR = 0.75f;

// 真正存放数据的数组
transient Entry<K,V>[] table = (Entry<K,V>[]) EMPTY_TABLE;

HashMap中默认的数组容量为 16,负载因子为 0.75。Map 在使用过程中不断的往里面存放数据,当数量达到了 16 * 0.75 = 12 就需要将当前 16 的容量进行扩容,而扩容这个过程涉及到 rehash、复制数据等操作,所以非常消耗性能。因此通常建议能提前预估 HashMap 的大小最好,尽量的减少扩容带来的性能损耗。

JDK7中HashMap源码中的构造器

    /**  默认的初始化容量、默认的加载因子
     * Constructs an empty <tt>HashMap</tt> with the default initial capacity
     * (16) and the default load factor (0.75).
     */
    public HashMap() {    //16  0.75
        this(DEFAULT_INITIAL_CAPACITY, DEFAULT_LOAD_FACTOR);
    }
    
    /**
     * Constructs an empty <tt>HashMap</tt> with the specified initial
     * capacity and the default load factor (0.75).
     *
     * @param  initialCapacity the initial capacity.
     * @throws IllegalArgumentException if the initial capacity is negative.
     */
    public HashMap(int initialCapacity) {
        this(initialCapacity, DEFAULT_LOAD_FACTOR);
    }
    
    /**   做了两件事:1、为threshold、loadFactor赋值   2、调用init()
     * Constructs an empty <tt>HashMap</tt> with the specified initial
     * capacity and load factor.
     *
     * @param  initialCapacity the initial capacity
     * @param  loadFactor      the load factor
     * @throws IllegalArgumentException if the initial capacity is negative
     *         or the load factor is nonpositive
     */
    public HashMap(int initialCapacity, float loadFactor) {
        if (initialCapacity < 0)
            throw new IllegalArgumentException("Illegal initial capacity: " +
                                               initialCapacity);
        if (initialCapacity > MAXIMUM_CAPACITY)     //限制最大容量
            initialCapacity = MAXIMUM_CAPACITY;
        if (loadFactor <= 0 || Float.isNaN(loadFactor))     //检查 loadFactor
            throw new IllegalArgumentException("Illegal load factor: " +
                                               loadFactor);
        //真正在做的,只是记录下loadFactor、initialCpacity的值
        this.loadFactor = loadFactor;       //记录下loadFactor
        threshold = initialCapacity;        //初始的 阈值threshold=initialCapacity=16
        init();
    }
    
    /**
     * Constructs a new <tt>HashMap</tt> with the same mappings as the
     * specified <tt>Map</tt>.  The <tt>HashMap</tt> is created with
     * default load factor (0.75) and an initial capacity sufficient to
     * hold the mappings in the specified <tt>Map</tt>.
     *
     * @param   m the map whose mappings are to be placed in this map
     * @throws  NullPointerException if the specified map is null
     */
    public HashMap(Map<? extends K, ? extends V> m) {
        this(Math.max((int) (m.size() / DEFAULT_LOAD_FACTOR) + 1,
                      DEFAULT_INITIAL_CAPACITY), DEFAULT_LOAD_FACTOR);
        inflateTable(threshold);

        putAllForCreate(m);
    }


JDK7中HashMap源码中的put方法

    /**
     * Associates the specified value with the specified key in this map.
     * If the map previously contained a mapping for the key, the old
     * value is replaced.
     *
     * @param key key with which the specified value is to be associated
     * @param value value to be associated with the specified key
     * @return the previous value associated with <tt>key</tt>, or
     *         <tt>null</tt> if there was no mapping for <tt>key</tt>.
     *         (A <tt>null</tt> return can also indicate that the map
     *         previously associated <tt>null</tt> with <tt>key</tt>.)
     */
    public V put(K key, V value) {
        if (table == EMPTY_TABLE) {
            inflateTable(threshold);    //初始化表 (初始化、扩容 合并为了一个方法)
        }
        if (key == null)        //对key为null做特殊处理
            return putForNullKey(value);
        int hash = hash(key);           //计算hash值
        int i = indexFor(hash, table.length);   //根据hash值计算出index下标
        for (Entry<K,V> e = table[i]; e != null; e = e.next) {  //遍历下标为i处的链表
            Object k;
            if (e.hash == hash && ((k = e.key) == key || key.equals(k))) {  //如果key值相同,覆盖旧值,返回新值
                V oldValue = e.value;
                e.value = value;    //新值 覆盖 旧值
                e.recordAccess(this);   //do nothing
                return oldValue;    //返回旧值
            }
        }

        modCount++;         //修改次数+1,类似于一个version number
        addEntry(hash, key, value, i);
        return null;
    }
    
    
    /**
     * Adds a new entry with the specified key, value and hash code to
     * the specified bucket.  It is the responsibility of this
     * method to resize the table if appropriate.
     *
     * Subclass overrides this to alter the behavior of put method.
     */
    void addEntry(int hash, K key, V value, int bucketIndex) {
        if ((size >= threshold) && (null != table[bucketIndex])) {  //如果size大于threshold && table在下标为index的地方已经有entry了
            resize(2 * table.length);       //扩容,将数组长度变为原来两倍
            hash = (null != key) ? hash(key) : 0;       //重新计算 hash 值
            bucketIndex = indexFor(hash, table.length); //重新计算下标
        }

        createEntry(hash, key, value, bucketIndex);     //创建entry
    }
    
    /**
     * Rehashes the contents of this map into a new array with a
     * larger capacity.  This method is called automatically when the
     * number of keys in this map reaches its threshold.
     *
     * If current capacity is MAXIMUM_CAPACITY, this method does not
     * resize the map, but sets threshold to Integer.MAX_VALUE.
     * This has the effect of preventing future calls.
     *
     * @param newCapacity the new capacity, MUST be a power of two;
     *        must be greater than current capacity unless current
     *        capacity is MAXIMUM_CAPACITY (in which case value
     *        is irrelevant).
     */
    void resize(int newCapacity) {
        Entry[] oldTable = table;
        int oldCapacity = oldTable.length;
        if (oldCapacity == MAXIMUM_CAPACITY) {  //状态检查
            threshold = Integer.MAX_VALUE;
            return;
        }

        Entry[] newTable = new Entry[newCapacity];      //实例化新的table
        transfer(newTable, initHashSeedAsNeeded(newCapacity));  //赋值数组元素到新的数组
        table = newTable;
        threshold = (int)Math.min(newCapacity * loadFactor, MAXIMUM_CAPACITY + 1);
    }
    
    /**
     * Transfers all entries from current table to newTable.
     */
    void transfer(Entry[] newTable, boolean rehash) {
        int newCapacity = newTable.length;
        for (Entry<K,V> e : table) {
            while(null != e) {
                Entry<K,V> next = e.next;
                if (rehash) {
                    e.hash = null == e.key ? 0 : hash(e.key);       //对key进行hash
                }
                int i = indexFor(e.hash, newCapacity);      //用新的index来取模
                e.next = newTable[i];
                newTable[i] = e;            //把元素存入新table新的新的index处
                e = next;
            }
        }
    }
    
    /**
     * Like addEntry except that this version is used when creating entries
     * as part of Map construction or "pseudo-construction" (cloning,
     * deserialization).  This version needn't worry about resizing the table.
     *
     * Subclass overrides this to alter the behavior of HashMap(Map),
     * clone, and readObject.
     */
    void createEntry(int hash, K key, V value, int bucketIndex) {
        Entry<K,V> e = table[bucketIndex];      //获取table中存的entry
        table[bucketIndex] = new Entry<>(hash, key, value, e);   //将新的entry放到数组中,next指向旧的table[i]
        size++;         //修改map中元素个数
    }

JDK7中HashMap源码中的put方法

    /**
     * Returns the value to which the specified key is mapped,
     * or {@code null} if this map contains no mapping for the key.
     *
     * <p>More formally, if this map contains a mapping from a key
     * {@code k} to a value {@code v} such that {@code (key==null ? k==null :
     * key.equals(k))}, then this method returns {@code v}; otherwise
     * it returns {@code null}.  (There can be at most one such mapping.)
     *
     * <p>A return value of {@code null} does not <i>necessarily</i>
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