ConcurrentHashMap源码分析及高频面试问题答案

类结构:

public class ConcurrentHashMap<K,V> extends AbstractMap<K,V>
    implements ConcurrentMap<K,V>, Serializable {

继承自AbstractMap, 实现了ConcurrentMap接口。

重要的变量

//数组,即“桶” 
 transient volatile Node<K,V>[] table;
 //扩容时新建的桶
 private transient volatile Node<K,V>[] nextTable;
//默认为0,用来控制table的初始化和扩容操作
//-1代表正在初始化,-N代码有N个线程正在扩容,正值代码初始化完成后的阈值
 private transient volatile int sizeCtl;

注意以上几个变量都使用volatile修饰了。

节点内部类

static class Node<K,V> implements Map.Entry<K,V> {
        final int hash;
        final K key;
        //node value被volatile 修饰
        volatile V val;
        //next指针被volatile 修饰
        volatile Node<K,V> next;

        Node(int hash, K key, V val, Node<K,V> next) {
            this.hash = hash;
            this.key = key;
            this.val = val;
            this.next = next;
        }

   。。。。。。
   }

当前值和下一个node 都使用volatile修饰。

table初始化

private final Node<K,V>[] initTable() {
    Node<K,V>[] tab; int sc;
     while ((tab = table) == null || tab.length == 0) {
     //说明正在初始化
         if ((sc = sizeCtl) < 0)
             Thread.yield(); // lost initialization race; just spin
             //否则本线程初始化table,通过CAS将sizectl置为-1
         else if (U.compareAndSwapInt(this, SIZECTL, sc, -1)) {
             try {
                 if ((tab = table) == null || tab.length == 0) {
                     int n = (sc > 0) ? sc : DEFAULT_CAPACITY;
                     @SuppressWarnings("unchecked")
                     Node<K,V>[] nt = (Node<K,V>[])new Node<?,?>[n];
                     table = tab = nt;
                     //阈值,用位操作代理n*0.75
                     sc = n - (n >>> 2);
                 }
             } finally {
                 sizeCtl = sc;
             }
             break;
         }
     }
     return tab;
 }

table初始化肯定只能有一个线程进行,通过sizectl变量进行控制。

增/改:put

 public V put(K key, V value) {
     return putVal(key, value, false);
 }

 /** Implementation for put and putIfAbsent */
 final V putVal(K key, V value, boolean onlyIfAbsent) {
     if (key == null || value == null) throw new NullPointerException();
     int hash = spread(key.hashCode());
     int binCount = 0;
     for (Node<K,V>[] tab = table;;) {
         Node<K,V> f; int n, i, fh;
         //初始化table
         if (tab == null || (n = tab.length) == 0)
             tab = initTable();
             //头节点不存在,使用CAS赋值,不加锁
         else if ((f = tabAt(tab, i = (n - 1) & hash)) == null) {
             if (casTabAt(tab, i, null,
                          new Node<K,V>(hash, key, value, null)))
                 break;                   // no lock when adding to empty bin
         }
         //CAS赋值头节点不成功,或头节点已存在继续进行下一步
         //table不为空,但是头节点hash=-1说明正在扩容,则帮助扩容
         else if ((fh = f.hash) == MOVED)
             tab = helpTransfer(tab, f);
         //锁住头节点,开始插入或需改数据
         else {
             V oldVal = null;
             synchronized (f) {
                 if (tabAt(tab, i) == f) {
                     if (fh >= 0) {
                         binCount = 1;
                         for (Node<K,V> e = f;; ++binCount) {
                             K ek;
                             if (e.hash == hash &&
                                 ((ek = e.key) == key ||
                                  (ek != null && key.equals(ek)))) {
                                 oldVal = e.val;
                                 if (!onlyIfAbsent)
                                     e.val = value;
                                 break;
                             }
                             Node<K,V> pred = e;
                             if ((e = e.next) == null) {
                                 pred.next = new Node<K,V>(hash, key,
                                                           value, null);
                                 break;
                             }
                         }
                     }
                     else if (f instanceof TreeBin) {
                         Node<K,V> p;
                         binCount = 2;
                         if ((p = ((TreeBin<K,V>)f).putTreeVal(hash, key,
                                                        value)) != null) {
                             oldVal = p.val;
                             if (!onlyIfAbsent)
                                 p.val = value;
                         }
                     }
                 }
             }
             //大于阈值,转化为红黑树
             if (binCount != 0) {
                 if (binCount >= TREEIFY_THRESHOLD)
                     treeifyBin(tab, i);
                 if (oldVal != null)
                     return oldVal;
                 break;
             }
         }
     }
     addCount(1L, binCount);
     return null;
 }

读方法:

public V get(Object key) {
        Node<K,V>[] tab; Node<K,V> e, p; int n, eh; K ek;
        int h = spread(key.hashCode());
        if ((tab = table) != null && (n = tab.length) > 0 &&
            (e = tabAt(tab, (n - 1) & h)) != null) {
            if ((eh = e.hash) == h) {
                if ((ek = e.key) == key || (ek != null && key.equals(ek)))
                    return e.val;
            }
            else if (eh < 0)
                return (p = e.find(h, key)) != null ? p.val : null;
            while ((e = e.next) != null) {
                if (e.hash == h &&
                    ((ek = e.key) == key || (ek != null && key.equals(ek))))
                    return e.val;
            }
        }
        return null;
    }
    //tabAt方法读头节点,使用的U.getObjectVolatile,保证头节点读到最新的值。
static final <K,V> Node<K,V> tabAt(Node<K,V>[] tab, int i) {
        return (Node<K,V>)U.getObjectVolatile(tab, ((long)i << ASHIFT) + ABASE);
    }

扩容方法

private final void transfer(Node<K,V>[] tab, Node<K,V>[] nextTab) {
 int n = tab.length, stride;
 //如果CPU数量过多导致每个线程分到的待处理的Hash桶的数量小于预设值,就将其置为预设值
 if ((stride = (NCPU > 1) ? (n >>> 3) / NCPU : n) < MIN_TRANSFER_STRIDE)
     stride = MIN_TRANSFER_STRIDE; // subdivide range
     //新table不存在,则创建一个2倍大小的table
 if (nextTab == null) {            // initiating
     try {
         @SuppressWarnings("unchecked")
         Node<K,V>[] nt = (Node<K,V>[])new Node<?,?>[n << 1];
         nextTab = nt;
     } catch (Throwable ex) {      // try to cope with OOME
         sizeCtl = Integer.MAX_VALUE;
         return;
     }
     nextTable = nextTab;
     transferIndex = n;
 }
 int nextn = nextTab.length;
 //创建ForwardingNode作为标志节点
 ForwardingNode<K,V> fwd = new ForwardingNode<K,V>(nextTab);
 //advance作为Hash桶操作完成的标志变量
 boolean advance = true;
  //finishing作为扩容完成的标志变量
 boolean finishing = false; // to ensure sweep before committing nextTab
 //使用stride计算出该线程需要处理的Hash桶
 for (int i = 0, bound = 0;;) {
     Node<K,V> f; int fh;
     while (advance) {
         int nextIndex, nextBound;
         if (--i >= bound || finishing)
             advance = false;
         else if ((nextIndex = transferIndex) <= 0) {
             i = -1;
             advance = false;
         }
         else if (U.compareAndSwapInt
                  (this, TRANSFERINDEX, nextIndex,
                   nextBound = (nextIndex > stride ?
                                nextIndex - stride : 0))) {
             bound = nextBound;
             i = nextIndex - 1;
             advance = false;
         }
     }
     if (i < 0 || i >= n || i + n >= nextn) {
         int sc;
         if (finishing) {
             nextTable = null;
             table = nextTab;
             sizeCtl = (n << 1) - (n >>> 1);
             return;
         }
         if (U.compareAndSwapInt(this, SIZECTL, sc = sizeCtl, sc - 1)) {
             if ((sc - 2) != resizeStamp(n) << RESIZE_STAMP_SHIFT)
                 return;
             finishing = advance = true;
             i = n; // recheck before commit
         }
     }
     else if ((f = tabAt(tab, i)) == null)
         advance = casTabAt(tab, i, null, fwd);
     else if ((fh = f.hash) == MOVED)
         advance = true; // already processed
     else {
     //锁住头节点
         synchronized (f) {
             if (tabAt(tab, i) == f) {
                 Node<K,V> ln, hn;
                 if (fh >= 0) {
                     int runBit = fh & n;
                     Node<K,V> lastRun = f;
                     for (Node<K,V> p = f.next; p != null; p = p.next) {
                     //根据hash&n,判断该弄的应该放在高位还是低位,此方法同hashmap
                         int b = p.hash & n;
                         if (b != runBit) {
                             runBit = b;
                             lastRun = p;
                         }
                     }
                     if (runBit == 0) {
                         ln = lastRun;
                         hn = null;
                     }
                     else {
                         hn = lastRun;
                         ln = null;
                     }
                     for (Node<K,V> p = f; p != lastRun; p = p.next) {
                         int ph = p.hash; K pk = p.key; V pv = p.val;
                         if ((ph & n) == 0)
                             ln = new Node<K,V>(ph, pk, pv, ln);
                         else
                             hn = new Node<K,V>(ph, pk, pv, hn);
                     }
                     setTabAt(nextTab, i, ln);
                     setTabAt(nextTab, i + n, hn);
                     setTabAt(tab, i, fwd);
                     advance = true;
                 }
                 else if (f instanceof TreeBin) {
                     TreeBin<K,V> t = (TreeBin<K,V>)f;
                     TreeNode<K,V> lo = null, loTail = null;
                     TreeNode<K,V> hi = null, hiTail = null;
                     int lc = 0, hc = 0;
                     for (Node<K,V> e = t.first; e != null; e = e.next) {
                         int h = e.hash;
                         TreeNode<K,V> p = new TreeNode<K,V>
                             (h, e.key, e.val, null, null);
                         if ((h & n) == 0) {
                             if ((p.prev = loTail) == null)
                                 lo = p;
                             else
                                 loTail.next = p;
                             loTail = p;
                             ++lc;
                         }
                         else {
                             if ((p.prev = hiTail) == null)
                                 hi = p;
                             else
                                 hiTail.next = p;
                             hiTail = p;
                             ++hc;
                         }
                     }
                     ln = (lc <= UNTREEIFY_THRESHOLD) ? untreeify(lo) :
                         (hc != 0) ? new TreeBin<K,V>(lo) : t;
                     hn = (hc <= UNTREEIFY_THRESHOLD) ? untreeify(hi) :
                         (lc != 0) ? new TreeBin<K,V>(hi) : t;
                         //将高低位链表分别插入新table
                     setTabAt(nextTab, i, ln);
                     setTabAt(nextTab, i + n, hn);
                     setTabAt(tab, i, fwd);
                     advance = true;
                 }
             }
         }
     }
 }
}

面试中经常问到的相关问题:

1.说一下concurrentHashmap的内部数据结构
concurrenthashmap内部由 数组加链表或红黑树组成。使用CAS和sychronized锁来保证线程安全,相比hashTable来说,锁的颗粒度更小,读完全不加锁,写的时候写头node使用cas不加锁,写链表或者红黑树时只加锁头节点,因此可以并发写不同node上的节点。

2.跟hashmap相比有什么区别
并发安全,支持多线程扩容。

3.为什么读操作不加锁?

  • 在get操作中tabAt方法读头节点,使用的U.getObjectVolatile,保证头节点读到最新的值。
  • 在读链表或红黑树的时候,由于node节点的 value和next指针都被volatile
    修饰,所以可以保证每次读取都从主存中读取,即读取到最新的值。

通过以上两点,实现的读不加锁。

4.conCurrentHashMap是怎么保证的线程安全?
其实ConcurrentHashMap保证线程安全主要有三个地方。

  • 使用volatile保证当Node中的值变化时对于其他线程是可见的

  • 使用table数组的头结点作为synchronized的锁来保证写操作的安全

  • 当头结点为null时,使用CAS操作来保证数据能正确的写入。

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