主页 > 专业术语
A
A,B shares A,B��?br/> ABS(asset-backed securities) 资产支持证券
accounts receivable 应收账款
acquisition 收购
acting in concert 一致行��?br/> active market 活跃市场
additional float 扩股
administration structure 治理结构
ADR(American Depository Receipt��? 美国存托凭证
affiliate 联营公司
agency securities 机构证券
American option 美式期权
angel capital 天使资本
annual report 年报
annuity 年金
appreciation 升��?br/> APT(Arbitrage Pricing Theory) 套利定价理论
arbitrage 套利
arbitrageur 套利��?br/> arrears swap 延迟利率互换
asset management 资产管理
asset-liability ratio 资产负债率
auction 拍卖
B
back-door listing 借壳上市
bankers acceptance 银行承兑票据
bear market 熊市
Bear Stern 贝尔斯��?br/> beta coefficient 贝塔系数
bid 买入��?br/> binomial model 二项式模��?br/> Black&Scholes Model 布莱��?斯科尔斯模型
block-out period 锁定��?br/> blue chip 蓝筹��?br/> board of directors 董事��?br/> bond 债券
bond fund 债券基金
bond market 债券市场
bond yield plus risk premium approach 债券收益加风险溢价计算法
bonus issue 红股派��?br/> bonus share 红股
book value 账面价��?br/> bracket 承销分档
brand effect 品牌效应
brokerage 经纪业务
bull market 牛市
business 业务
buyer’s market 买方市场
buyout 收购
C
call option 买入期权
capital cost 资本成本
capital market 资本市场
capital market instruments 资本市场工具
CAPM (capital Asset Pricing Model) 资本资产定价模型
cash bonus 现金红利
CD(certificate of deposit��? 大额存单
central market 中央银行
charge 抵押
China Wall 中国��?br/> closing day 截止日期
co-lead managers 联合牵头经理人(主承销商)
collateral 抵押��?br/> collateralized mortgage obligation 抵押保证证券
commercial bank 商业银行
commercial paper 商业票据
Commission 佣金
common stock, common share 普通股
Company Law 公司��?br/> company specific risk 公司自发性风��?br/> comparable firm 参照公司
competitive bid 竞投
competitive bidding 竞价投标
conglomerate merger 混合并购
connected transactions 关联交易
control right 控制��?br/> conversion 换股,兑��?br/> convertible bonds 可转换债券
convertible securities 可转换证��?br/> corporate bonds 机构证券
corporate finance 企业融资
corporate governance 公司治理
cost of capital 资本成本
cost of debt 负债成��?br/> cost of equity 股本成本
cost of preferred 优先股成��?br/> credit rating 信用评级
credit risk 信用风险
crowding-out swap 货币互换
currency funds 货币基金
currency swap 货币互换
current yield 现期收益��?br/>
D
dealer 交易商,经纪
debt ratio 负债比��?br/> default 违约
delisting 出牌
deposit 保证��?br/> depth of the market 市场深度
deregulation 撤减监管、监管自由化
derivatives 衍生��?br/> direct financing 直接融资
direct investment 直接投资
disclosure transactions 须予以披露的交易
discount 贴水;折扣;贴现
discounted bond 贴水债券
discounted cash flow(DCF) method 贴现现金流计算法
diversified risk 可分散风��?br/> dividend payout 红利支出
dividend yield 红利收益��?br/> downturn 逆转,反转
E
earning-to-price ratio 收益-价格比率
efficient portfolio 有效投资组合
elasticity 弹��?br/> enterprise reform 企业改制
EPS(Earning per Share) 每股盈利
equity 股东权益
equity 股票
equity capital 股权资本
equity fund 股票基金
equity structure 股权结构
equity value 股权价��?br/> ethics 道德,执业道��?br/> European Option 欧式期权
Evaluate 评估
exchange fund 外汇基金
exchange rate 汇率
exclusive sale 代销
exercise price 行权��?br/> expiration date 到期��?br/> exposure 风险承受
F
Fannie Mae (Federal National Mortgage Association) 房利��?br/> fault market&trading 欺诈交易
fault risk 欺诈风险
fees for underwriting 承销费用
finance company 财务公司
financial asset 金融资产
financial center 金融中心
financial consultancy 财务顾问
financial engineering 金融工程
financial innovation 金融创新
financial institution 金融机构
financial instrument 金融工具
financial leverage 财务杠杆
financial statement 财务报表
fiscal policy 财政政策
fiscal year 财政年度
Fitch Ratings 惠誉国际(全球三大评级机构之一)
Flotation 挂牌
forward market 远期市场
Freddie Mac ( Federal Home Loan Mortgage Corporation) 房贷��?br/> Free Cash Flow to Equity 股权自由现金流量
friendly M&A 善意并购
fund creation 基金创设
fund management 资金管理
fundamental analysis 基础分析
funding 融资
funding risk 融资风险
future market 期货合约
futures and options funds 期货及期权基��?br/> futures contract 期货合约
futures exchange 期货交易所
G
Goldman Sachs Group 高盛
government bond 政府债券
green shoe 绿鞋(超额配售选择权)
greenmail 反收��?br/>
H
H bond H债券,国有企业在香港发行的债券
H shares H股,国有企业在香港发行的股票
Hang Seng Index 恒生指数
hedge fund 对冲基金
hedge ratio 对冲比率
high risk investment 高风险投��?br/> high yield bond 高收益率证券,等同于junk bond
high-grade securities 优质证券
horizontal merger 横向兼并
hostile merger 敌意并购
hostile takeover 敌意接管
hot money 热钱,游��?br/>
I
Index 指数
index(Constituent) stock 指数成份��?br/> index future 指数期货
industry 行业,产��?br/> industrial structure 产业结构
inflation 通货膨胀
inflation rate 通货膨胀��?br/> information disclosure 信息披露
investment Bank 投资银行
IPO(Initial Public Offerings) 首次公开发行
insider information 内幕信息
insider trading 内幕交易
insurance 保险
integrity 诚实,诚��?br/> interim results 中期业绩
interest rates 利率
internal financing 内部融资
international bonds 国际债券
inventory turnover 存货周转��?br/> investment adviser 投资顾问
investment bank 投资银行
investment grade 投资级别
issued capital 发行股本
issued price 发行价格
J
joint venture 合资企业
JP Morgan 摩根大��?br/> junk bond 垃圾债券
justice, impartial and openness 公平,公正,公开(证券市场三公原��?
L
L stock L股,国有企业在伦敦上市发行的股份
laws and regulations 法律法规
lead bank 牵头银行
learning-by-doing 干中��?br/> legal entity 法人
legal interest(in property) (资产的)法定权��?br/> legal risk 法律风险
Lehman Brothers Holdings 雷曼兄弟
Leverage 杠杆
leverage ratio 杠杆��?br/> leveraged buyout(LBO��? 杠杆收购
liability management 负债管��?br/> LIBOR (London Inter-bank Offered Rate) 伦敦同业拆借利��?br/> limited company by shares 股份有限公司
liquidity 流动��?br/> liquidity ratio 流动比率
liquidity risk 流动风险
listed company 上市公司
listed security 上市证券
listing 上市挂牌
listing agreement 上市协议
listing requirements 上市要求
M
major bracket 主承销��?br/> majority shareholder 大股��?br/> market capitalization 股票市��?br/> market efficiency 市场效率
Market for Corporate Control 控制权市��?br/> market index 市场指数
market maker 庄家
market network 营销网络
market order 市价指令
market risk 市场风险
market timing 市场时间选择
marketable securities 有价证券
market-maker 做市��?br/> MBO(management buyout��? 管理层收��?br/> merchant bank 商人银行(英国投资银行的称呼��?br/> Merger&Acquisition 并购
Merrill Lynch 美林
mezzanine bracket 辅承销��?br/> MMFS(Money Market Mutual Funds��? 货币市场共同基金
money market 货币市场
money supply 货币供应
Moody's Investors Service 穆迪投资者服务公��?br/> Morgan Stanley 摩根斯坦��?br/> Mortgage 抵押,按��?br/> multi-level 多层��?br/> municipal bonds 市政债券
mutual fund 共同基金
N
N Shares N股,国有企业在纽约上市发行的股票
NASDAQ (NASD automated quotation system��? 证券交易商协会自动报价系��?br/> negotiated bid 协议投标
Nekkei Index 日经指数
new issue 新股发行
new issue market 发行市场
O
offer for sale 公开发售
offer for subscription 公开招股
offer price 发行��?br/> on-the-job-training 在职培训
open market operation 公开市场操作
option 期权
over-the-counter 场外交易
P
perpetual bond 永久债券
poison pill defense 毒丸防御
preference stock,preferred stock 优先��?br/> preferred dividend 优先股红��?br/> premium bond 升水债券
price-to-book value ratio 市净率法
price-to-earnings ratio 市盈��?br/> price-to-sales ratio 股价收入��?br/> pricing 定价
primary market 一级市��?br/> priority banking 优先理财银行服务
private banking 私人银行服务
privatization 私有��?br/> process of underwriting 承销程序
profit-ability ratio 盈利能力比率
project finance 项目融资
prospectus 招股说明��?br/> proxy sale(sale on a commission basis) 代销
purchase fund 赎回基金
put option 卖出期权
Q
quick ratio 速动比率
quota 配额
quoted company 上市公司
R
(round)lot 一��?br/> Range 波幅
rat trading 老鼠��?br/> rating 评级
red chip 红筹��?br/> redemption 赎回
rediscount 再贴��?br/> refinancing 再融��?br/> refund 再融��?br/> reinsurance 再保��?br/> reinvestment 再投��?br/> release 解除,免��?br/> repurchase agreement 回购协议
reserve 储存,准备金
retailing bank 零售银行
return 回报��?br/> right 股权
right issue 供股
risk asset 风险资产
risk-free rate 无风险利��?br/> ROA(return on asset��? 资产回报��?br/> road show 路演
ROE(return on equity��? 股东回报��?br/>
S
sales 销��?br/> SDR (Special Drawing Right) 特别提款��?br/> seasoned issue 二次发行/再发��?br/> SEC(Securities&Exchange Commission��? 美国证券交易委员��?br/> secondary distribution 二级分销
secondary market 二级市场
securities law 证券��?br/> securities market 证券市场
securitization 证券��?br/> securitized bond 证券化债券
security 证券
seller’s market 卖方市场
selling group 经销集团
selling group agreement 经销集团协议
selling on the good news 趁好消息出货
settlement 结算
settlement date 结算��?br/> settlement price 结算��?br/> Share holder 股票持有��?br/> share transactions 股票交易
share transfer 股份过户
short selling 卖空
sovereign risk 主权风险
Speculation 投机
speculative grade 投资级别
split 拆股
Standard&Poor’s Corporation 标准普尔公司
state-owned enterprise 国有企业
status report (信用)状况报告
stock 股票
stock broker 股票经纪
stock exchange 股票交易所
stock index 股市指数
stock index futures 股指期货
stock option 股票期权
straight issues 直接发行
structured finance 结构金融
submajor bracket 次承销��?br/> subprime crisis 次贷危机
subscription 认购
subscription price 认购��?br/> swap agreement 掉期协定
swaps 互换交易
swaption 互换期权
syndication 辛迪��?br/> systematic risk 系统性风��?br/>
T
Takeover 收购
Takeover Market 接管市场(控制权市场��?br/> target company 目标公司
technical analysis 技术分��?br/> tender 投标
tender offer 要约收购
term structure of interest rates 利率的期限结��?br/> thin market 不活跃市��?br/> trader 交易��?br/> transactions 交易
transfer 转让
treasure issues 国库��?br/> treasure peg 国债钉住利��?br/> treasury bill 国库��?br/> trust 信托
trust deed 信托契约
turnover 成交��?br/>
U
underwriting 包销
underwriter 包销��?br/> unlisted security 非挂牌证��?br/> unsystematic risk 非系统性风��?br/>
V
Valuation Ratio 估价比率
VAR(Value at Risk) 风险价值管理模��?br/> venture capital 创业基金
vertical merger 纵向并购
volatility 波幅
volume 成交��?br/> voting preferred stock 附有投票权的优先��?br/>
W
WACC(Weighted average cost of capital��? 加权平均资本成本
Warrant 认购权证
White Knight 白武��?br/> wholesale banking 批发银行
world Bank 世界银行
writer 期权出售��?br/>
X
XD(ex-dividend) 除息
XR (ex-right) 除权
Y
yield to maturity 到期收益��?br/>